REMBRANDT FINANCIAL GROUP LLC
Adviser information for REMBRANDT FINANCIAL GROUP LLC last updated from Form ADV on February 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 382 | $120.7M |
| Non-Discretionary | 70 | $5.3M |
| Total | 452 | $126.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 172 | $44.5M |
| HNW Individuals | 48 | $81.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-123166 |
|---|---|
| SEC ERA File Number | 801-123166 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 318415 |
| Legal Entity Identifier | None |
Principal Office
248 ADDIE ROY ROADSUITE C 103
AUSTIN
TX
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: (512) 306-1314, Fax: 512-306-0890
Chief Compliance Officer
MICKEY SHAWN BRYAN
MANAGING PARTNER, CHIEF OPERATING OFFICER , CHIEF INFORMATION SECURITY OFFICER
248 ADDIE ROY ROAD
SUITE C 103
AUSTIN
TX
United States
Tel:
(512) 306-1314
Fax:
512-306-0890
S*****@**************************M
(Full email address available in API data)
Regulatory Contact
DANIEL ENRIQUE TAPIA
PRESIDENT
248 ADDIE ROY ROAD
SUITE C 103
AUSTIN
TX
United States
Tel:
(512) 306-1314
Fax:
512-306-0890
D*****@**************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TAPIA, DANIEL, ENRIQUE | Individual | – | MANAGING PARTNER & PRESIDENT | 12/2004 | > 75% |
| BRYAN, MICKEY, SHAWN | Individual | – | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, CHIEF INFORMATION SECURITY OFFICER | 01/2015 | 10-25% |