PIONEX INVESTMENTS INC.
Adviser information for PIONEX INVESTMENTS INC. last updated from Form ADV on February 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $10,000 |
| Non-Discretionary | 1 | $10,000 |
| Total | 2 | $20,000 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1 | $10,000 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $10,000 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | ROBO ADVISER |
|---|---|
| Compensation | Fixed fees |
| Other Business Activities | Registered representative of a broker-dealer |
Principal Office
500 COLLEGE ROAD EASTSUITE 120
PRINCETON
NJ
United States
Monday - Friday, 8AM-6PM
Tel: 973-610-2699, Fax: None
Websites
Chief Compliance Officer
ROBERT MORRIS
500 COLLEGE ROAD EAST
PRINCETON
NJ
United States
Tel:
9736102699
B********@*********M
(Full email address available in API data)
Industry Affiliates
| PIONEX PRIME INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MORRIS, ROBERT, FRANCIS | Individual | – | CEO CCO CFO CCO DIRECTOR | 01/2022 | < 5% |
| PIONEX UK LTD. | Foreign Entity | – | PARENT COMPANY | 12/2021 | > 75% |
| PIONEX PRIME INC. | Domestic Entity | – | BROKER-DEALER | 12/2021 | < 5% |