SENIOR TAX ADVISORY GROUP, INC.
SENIOR TAX ADVISORY GROUP, INC Legal Name
Adviser information for SENIOR TAX ADVISORY GROUP, INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 967 | $61.4M |
| Non-Discretionary | 0 | $0 |
| Total | 967 | $61.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 802 | $61.4M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMCommissions |
Identifiers
| SEC RIA File Number | 801-123170 |
|---|---|
| SEC ERA File Number | 801-123170 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 318058 |
| Legal Entity Identifier | None |
Principal Office
6775 RANGEWOOD DR.COLORADO SPRINGS
CO
United States
Monday - Friday, 8AM TO 5PM
Tel: 719-596-4844, Fax: None
Chief Compliance Officer
KATHLEEN LAROUERE
6775 RANGEWOOD DR.
COLORADO SPRINGSS
CO
United States
Tel:
719-596-4844
K****@*************M
(Full email address available in API data)
Industry Affiliates
| ANDRESON FINANCIAL PLANNING | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ANDRESON, DARIAN, JAMES | Individual | – | PRESIDENT | 01/2007 | > 75% |
| LAROUERE, KATHLEEN, ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |