PACE FINANCIAL ADVISORS
PACE FINANCIAL ADVISORS, INC. Legal Name
Adviser information for PACE FINANCIAL ADVISORS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,725 | $301.0M |
| Non-Discretionary | 0 | $0 |
| Total | 3,725 | $301.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,090 | $239.4M |
| HNW Individuals | 27 | $41.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 13 | $20.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesRETIREMENT PLAN CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-123174 |
|---|---|
| SEC ERA File Number | 801-123174 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 318359 |
| Legal Entity Identifier | None |
Principal Office
421 SE WASHINGTON STREETHILLSBORO
OR
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 971-727-8434, Fax: None
Chief Compliance Officer
JEFFREY EISCHEN
FOUNDING PRINCIPAL
421 SE WASHINGTON STREET
HILLSBORO
OR
United States
Tel:
971-727-8434
J***@**********M
(Full email address available in API data)
Regulatory Contact
JOHN CARR
COMPLIANCE COUNSEL (EXTERNAL)
6650 SW REDWOOD LANE
SUITE 220
PORTLAND
OR
United States
Tel:
503-635-5244
J****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Eischen, Jeffrey, Daniel | Individual | – | FOUNDER/PRINCIPAL/CHIEF COMPLIANCE OFFICER | 09/2021 | > 75% |