STRATEGIC ADVISORY SERVICES

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Tennessee, United States

Employees

Total Number of Employees	10
Investment Advisory/Research	10
Registered Broker-Dealer Representatives	5
Registered State Investment Advisers	10
Licensed Agents of an Insurance Company	3
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	525	$177.5M
Non-Discretionary	0	$0
Total	525	$177.5M

Clients

Type	Number	RAUM
Individuals	140	$74.2M
HNW Individuals	47	$87.5M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	<5	$15.8M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	120
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)DERIVATIVES INVOLVING COVERED CALL OPTION STRATEGIES
Compensation	% of AUM
Other Business Activities	Registered representative of a broker-dealer

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	177.5M
Both for Same	0

Portfolio Manager to Program	Sponsor
LPL FINANCIAL LLC WRAP FEE PROGRAM	LPL FINANCIAL LLC

Identifiers

SEC RIA File Number	801-123188
SEC ERA File Number	801-123188
SEC CIK Numbers	None
SEC CRD Numbers	287984
Legal Entity Identifier	None

Principal Office

6465 QUAIL HOLLOW ROAD
SUITE 301
MEMPHIS
TN
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic