SUSTAINABLE LEADERS INVESTMENT MANAGEMENT, LLC
Adviser information for SUSTAINABLE LEADERS INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 15 | $79.9M |
| Non-Discretionary | 0 | $0 |
| Total | 15 | $79.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 15 | $79.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-123197 |
|---|---|
| SEC ERA File Number | 801-123197 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317008 |
| Legal Entity Identifier | None |
Principal Office
777 WESTCHESTER AVENUESUITE 101
WHITE PLAINS
NY
United States
Monday - Friday, 9AM TO 5PM
Tel: 617-784-9250, Fax: NA
Chief Compliance Officer
JOHN LINNEHAN
PRESIDENT
4 SENTINEL ROAD
HINGHAM
MA
United States
Tel:
617-784-9250
J************@************************M
(Full email address available in API data)
Regulatory Contact
JOHN LINNEHAN
SENTINEL ROAD
4
HINGHAM
MA
United States
Tel:
6177849250
J************@*****************************************M
(Full email address available in API data)
Industry Affiliates
| PROMETHOS CAPITAL, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LINNEHAN, JOHN, JOSEPH | Individual | – | MANAGING MEMBER OR CCO | 09/2021 | 50-75% |
| LEBLANC, GREGORY | Individual | – | MEMBER | 09/2021 | 25-50% |