THREE RIVERS EXECUTIVE CONSULTING, LLC
Adviser information for THREE RIVERS EXECUTIVE CONSULTING, LLC last updated from Form ADV on July 13th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 177 | $39.3M |
| Non-Discretionary | 4 | $230,000 |
| Total | 181 | $39.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 97 | $18.4M |
| HNW Individuals | 6 | $6.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 3 | $15.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-123205 |
|---|---|
| SEC ERA File Number | 801-123205 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311549 |
| Legal Entity Identifier | None |
Principal Office
3000 STONEWOOD DRSUITE 330
WEXFORD
PA
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 412-293-4500, Fax: N/A
Chief Compliance Officer
NICHOLAS DEAN KENNEDY
PRESIDENT/MANAGING MEMBER
3000 STONEWOOD DR
SUITE 330
WEXFORD
PA
United States
Tel:
412-293-4500
Fax:
N/A
K******@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KENNEDY, NICHOLAS, DEAN | Individual | – | PRESIDENT/MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 09/2020 | > 75% |