ARCHWAY PRIVATE WEALTH LLC
Adviser information for ARCHWAY PRIVATE WEALTH LLC last updated from Form ADV on January 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 19 | $5.2M |
| Non-Discretionary | 0 | $0 |
| Total | 19 | $5.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 19 | $5.2M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-123216 |
|---|---|
| SEC ERA File Number | 801-123216 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288578 |
| Legal Entity Identifier | None |
Principal Office
FIRST FLOOR, SWAN BUILDINGS20 SWAN STREET
MANCHESTER
United Kingdom
Monday - Friday, BY APPOINTMENT
Tel: 407-567-0095, Fax: None
Chief Compliance Officer
EDWARD J. HARRIS
CHIEF EXECUTIVE OFFICER
FIRST FLOOR, SWAN BUILDINGS
20 SWAN STREET
MANCHESTER
United Kingdom
Tel:
407-567-0095
E*****@**********************S
(Full email address available in API data)
Industry Affiliates
| HOLBORN ASSETS | Other investment adviser, including financial plannersInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HARRIS, EDWARD, JOHN | Individual | – | CHIEF EXECUTIVE OFFICER CHIEF COMPLIANCE OFFICER | 04/2017 | < 5% |
| ARCHWAY PRIVATE WEALTH LIMITED | Foreign Entity | – | MEMBER | 10/2020 | > 75% |
| HOLBORN ASSETS LTD | Foreign Entity | ARCHWAY PRIVATE WEALTH LIMITED | OWNER | 02/2014 | > 75% |
| Parker, Pauline, Anne | Individual | HOLBORN ASSETS LTD | OWNER | 02/2014 | 25-50% |
| Parker, Robert, Firth | Individual | HOLBORN ASSETS LTD | OWNER | 02/2014 | 50-75% |