HARDING WEALTH, INC.
Adviser information for HARDING WEALTH, INC. last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
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Fiscal Year End | DECEMBER |
Legal Location | Arizona, United States |
Employees
Total Number of Employees | 5 |
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Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 4 |
Licensed Agents of an Insurance Company | 1 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 357 | $124.4M |
Non-Discretionary | 0 | $0 |
Total | 357 | $124.4M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 68 | $35.1M |
HNW Individuals | 50 | $89.3M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 1-10 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
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Compensation | % of AUMFixed fees |
Other Business Activities | Insurance broker or agent |
Identifiers
SEC RIA File Number | 801-123224 |
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SEC ERA File Number | 801-123224 |
SEC CIK Numbers | None |
SEC CRD Numbers | 282686 |
Legal Entity Identifier | None |
Principal Office
222 S. MILL AVENUE#800
TEMPE
AZ
United States
Monday - Friday, 8:00AM-5:00PM
Tel: (602) 610-9545, Fax: N/A
Chief Compliance Officer
ADAM CLARK HARDING
PRINCIPAL / CHIEF COMPLIANCE OFFICER
222 S. MILL AVENUE
#800
TEMPE
AZ
United States
Tel:
(602) 610-9545
Fax:
N/A
A***@****************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
HARDING, ADAM, CLARK | Individual | – | PRINCIPAL / CHIEF COMPLIANCE OFFICER | 01/2016 | > 75% |