ZENITH WEALTH ADVISORS
VB&T WEALTH MANAGEMENT LLC Legal Name
Adviser information for ZENITH WEALTH ADVISORS last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 225 | $223.6M |
| Non-Discretionary | 0 | $0 |
| Total | 225 | $223.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 31 | $41.0M |
| HNW Individuals | 40 | $155.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $3.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $24.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-123228 |
|---|---|
| SEC ERA File Number | 801-123228 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 318330 |
| Legal Entity Identifier | None |
Principal Office
4900 N. SCOTTSDALE ROADSTE 1500
SCOTTSDALE
AZ
United States
Monday - Friday, 9-5
Tel: 480-999-9900, Fax: None
Chief Compliance Officer
JENIFER WARNHOFF
RELATIONSHIP MANAGER
4900 N. SCOTTSDALE ROAD
STE 1500
SCOTTSDALE
AZ
United States
Tel:
602-405-7796
J***************@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THOMPSON, DANIEL, CHRISTOPHER | Individual | VB&T HOLDING COMPANY LLC | MANAGER | 01/2022 | |
| VB&T HOLDING COMPANY LLC | Domestic Entity | – | HOLDING COMPANY | 01/2022 | > 75% |
| Warnhoff, Jenifer | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |