PHORCYS INVESTMENT ADVISORS, LLC
Adviser information for PHORCYS INVESTMENT ADVISORS, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Puerto Rico, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $1.2B |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $39.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $1.2B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-123240 |
|---|---|
| SEC ERA File Number | 801-123240 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306551 |
| Legal Entity Identifier | None |
Principal Office
GAM TOWER2 TABONUCO STREET, SUITE 200
GUAYNABO
PR
United States
Monday - Friday, 9AM - 6PM
Tel: 787-979-2163, Fax: None
Chief Compliance Officer
JOHN HOLMAN
GAM TOWER
2 TABONUCO STREET, SUITE 200
GUAYNABO
PR
United States
Tel:
787-979-2163
J******@************M
(Full email address available in API data)
Regulatory Contact
RAFAEL PAGAN MARXUACH
MANAGING MEMBER
GAM TOWER
2 TABONUCO STREET, SUITE 200
GUAYNABO
PR
United States
Tel:
787-979-2163
R*****@************M
(Full email address available in API data)
Industry Affiliates
| FIRST SOUTHERN, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| FSAM LLC | Other investment adviser, including financial planners |
| PESH MANAGEMENT LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PHORCYS ASSET MANAGEMENT LLC | Other investment adviser, including financial planners |
| PHORCYS CAPITAL PARTNERS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PHORCYS REAL ESTATE CAPITAL PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PHORCYS REAL ESTATE FUND I, LP | Real Estate Fund | $39.6M | $0.5M | 57 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PAGAN MARXUACH, RAFAEL, ANTONIO | Individual | – | MANAGER | 06/2019 | 50-75% |
| EILER, BENJAMIN, THOMAS | Individual | – | MANAGER | 06/2019 | 10-25% |
| HAWK, WILLIAM, HEATH | Individual | – | MANAGER | 06/2019 | 10-25% |
| SFYRIS, VASILEIOS, ALEXIOS | Individual | – | MANAGER | 06/2019 | 10-25% |
| HOLMAN, JOHN, MICHAEL | Individual | – | CCO | 06/2019 | < 5% |