INTENTIONAL
INTENTIONAL, LLC Legal Name
Adviser information for INTENTIONAL last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | South Carolina, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 396 | $120.7M |
| Non-Discretionary | 34 | $4.0M |
| Total | 430 | $124.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 326 | $60.2M |
| HNW Individuals | 35 | $64.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 9 | $9 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-123251 |
|---|---|
| SEC ERA File Number | 801-123251 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 318570 |
| Legal Entity Identifier | None |
Principal Office
850 BEE BALM TRAILFORT MILL
SC
United States
Monday - Friday, 8:30 AM- 4:30 PM
Tel: 1-866-752-6410, Fax: None
Websites
Chief Compliance Officer
JAMES E. ROBERTS
CCO, PARTNER
850 BEE BALM TRAIL
FORT MILL
SC
United States
Tel:
301-775-3336
C*********@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROBERTS, JAMES, E | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |
| RICE FINANCIAL LLC | Domestic Entity | – | HOLDING COMPANY | 04/2022 | 50-75% |
| THE ROBERTS COMPANIES, INC | Domestic Entity | – | HOLDING COMPANY | 04/2022 | 50-75% |
| ROBERTS, JAMES, E | Individual | THE ROBERTS COMPANIES, INC | OWNER | 04/2022 | > 75% |
| RICE, DALE, WINTERS | Individual | RICE FINANCIAL LLC | OWNER | 04/2022 | > 75% |