INNOVIS ASSET MANAGEMENT LLC
Adviser information for INNOVIS ASSET MANAGEMENT LLC last updated from Form ADV on March 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 284 | $345.8M |
| Non-Discretionary | 0 | $0 |
| Total | 284 | $345.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 73 | $311.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 4 | $9.5M |
| Charitable organizations | 6 | $14.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $11.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Principal Office
2634 N. WILTON AVESTE 2
CHICAGO
IL
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 858-414-3929, Fax: None
Chief Compliance Officer
GERY SADZEWICZ
5205 BROOKSHIRE ESTATES DRIVE
5205 BROOKSHIRE ESTATES DRIVE
PLAINFIELD
IL
United States
Tel:
(815) 782-1250
G***@*************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Whiteley, Chad, Thomas | Individual | – | PRESIDENT, MEMBER | 01/2022 | > 75% |
| SADZEWICZ, GERY, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed November 9th, 2023 for period ending September 30th, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 295K | 3K | – |
| ABBOTT LABS | COM | 339K | 4K | – |
| ABBVIE INC | COM | 1M | 10K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 760K | 2K | – |
| ADTRAN HOLDINGS INC | COM | 207K | 25K | – |
| ADVANCED MICRO DEVICES INC | COM | 5M | 44K | – |
| ALBEMARLE CORP | COM | 3M | 16K | – |
| ALPHABET INC | CAP STK CL A | 7M | 57K | – |
| ALPHABET INC | CAP STK CL C | 338K | 3K | – |
| AMAZON COM INC | COM | 7M | 53K | – |
| AMBRX BIOPHARMA INC | SPONSORED ADS | 358K | 31K | – |
| AMDOCS LTD | SHS | 324K | 4K | – |
| AMERICA MOVIL SAB DE CV | SPON ADS RP CL B | 179K | 10K | – |
| AMERICAN ELEC PWR CO INC | COM | 306K | 4K | – |
| APELLIS PHARMACEUTICALS INC | COM | 477K | 13K | – |
| APPLE INC | COM | 19M | 113K | – |
| APPLIED INDL TECHNOLOGIES IN | COM | 322K | 2K | – |
| ARCHER DANIELS MIDLAND CO | COM | 421K | 6K | – |
| ASSURANT INC | COM | 625K | 4K | – |
| AUTOLUS THERAPEUTICS PLC | SPON ADS | 147K | 63K | – |
| AXSOME THERAPEUTICS INC | COM | 365K | 5K | – |
| BAKER HUGHES COMPANY | CL A | 2M | 55K | – |
| BANK MONTREAL QUE | COM | 243K | 3K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 6M | 18K | – |
| BLACKROCK INC | COM | 274K | 424 | – |
| BLUE APRON HLDGS INC | COM | 1M | 100K | – |
| BOEING CO | COM | 3M | 15K | – |
| BOSTON SCIENTIFIC CORP | COM | 7M | 137K | – |
| BREAD FINANCIAL HOLDINGS INC | COM | 352K | 10K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 305K | 5K | – |
| BROADCOM INC | COM | 1M | 2K | – |
| CAMPBELL SOUP CO | COM | 268K | 7K | – |
| CANO HEALTH INC | COM CL A | 81K | 318K | – |
| CARPARTS COM INC | COM | 377K | 91K | – |
| CBOE GLOBAL MKTS INC | COM | 8M | 51K | – |
| CELSIUS HLDGS INC | COM NEW | 327K | 2K | – |
| CHART INDS INC | COM | 270K | 2K | – |
| CHEVRON CORP NEW | COM | 6M | 36K | – |
| CHUBB LIMITED | COM | 601K | 3K | – |
| CISCO SYS INC | COM | 990K | 18K | – |
| CME GROUP INC | COM | 1M | 6K | – |
| COGENT BIOSCIENCES INC | COM | 122K | 13K | – |
| COMCAST CORP NEW | CL A | 547K | 12K | – |
| COSTCO WHSL CORP NEW | COM | 8M | 13K | – |
| CROWDSTRIKE HLDGS INC | CL A | 4M | 26K | – |
| CRYOPORT INC | COM PAR $0.001 | 485K | 35K | – |
| CUMMINS INC | COM | 935K | 4K | – |
| CVS HEALTH CORP | COM | 479K | 7K | – |
| DISNEY WALT CO | COM | 304K | 4K | – |
| DOMO INC | COM CL B | 666K | 68K | – |
| DOW INC | COM | 279K | 5K | – |
| DUKE ENERGY CORP NEW | COM NEW | 237K | 3K | – |
| DUN & BRADSTREET HLDGS INC | COM | 239K | 24K | – |
| DYNAVAX TECHNOLOGIES CORP | COM NEW | 334K | 23K | – |
| EL POLLO LOCO HLDGS INC | COM | 165K | 18K | – |
| ELANCO ANIMAL HEALTH INC | COM | 144K | 13K | – |
| EMERSON ELEC CO | COM | 6M | 67K | – |
| ENPHASE ENERGY INC | COM | 4M | 36K | – |
| ERASCA INC | COM | 181K | 92K | – |
| EVOLV TECHNOLOGIES HLDNGS IN | COM CL A | 61K | 13K | – |
| EXXON MOBIL CORP | COM | 5M | 44K | – |
| EYEPOINT PHARMACEUTICALS INC | COM NEW | 152K | 19K | – |
| FARO TECHNOLOGIES INC | COM | 171K | 11K | – |
| GENERAL DYNAMICS CORP | COM | 533K | 2K | – |
| GENERAL ELECTRIC CO | COM NEW | 2M | 17K | – |
| GENERAL MLS INC | COM | 429K | 7K | – |
| GENUINE PARTS CO | COM | 416K | 3K | – |
| GOLD FIELDS LTD | SPONSORED ADR | 225K | 21K | – |
| GOLDMAN SACHS GROUP INC | COM | 250K | 774 | – |
| GRANITE PT MTG TR INC | COM STK | 89K | 18K | – |
| HANESBRANDS INC | COM | 617K | 156K | – |
| HARMONIC INC | COM | 174K | 18K | – |
| HESS CORP | COM | 8M | 53K | – |
| HOME DEPOT INC | COM | 595K | 2K | – |
| HONDA MOTOR LTD | AMERN SHS | 528K | 16K | – |
| IMMUNIC INC | COM | 401K | 272K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 1M | 8K | – |
| INTERPUBLIC GROUP COS INC | COM | 349K | 12K | – |
| INTUITIVE SURGICAL INC | COM NEW | 7M | 26K | – |
| INVESCO QQQ TR | UNIT SER 1 | 2M | 6K | – |
| ISHARES TR | GLOBAL ENERG ETF | 2M | 42K | – |
| ISHARES TR | CORE S&P SCP ETF | 1M | 11K | – |
| ISHARES TR | MSCI EMG MKT ETF | 939K | 25K | – |
| ISHARES TR | U.S. TECH ETF | 505K | 5K | – |
| ISHARES TR | CORE S&P MCP ETF | 219K | 880 | – |
| ISHARES TR | RUSSELL 2000 ETF | 214K | 1K | – |
| JOHNSON & JOHNSON | COM | 1M | 8K | – |
| JOINT CORP | COM | 341K | 38K | – |
| JPMORGAN CHASE & CO | COM | 1M | 9K | – |
| JUNIPER NETWORKS INC | COM | 517K | 19K | – |
| KBR INC | COM | 371K | 6K | – |
| KELLANOVA | COM | 207K | 3K | – |
| KIMBERLY-CLARK CORP | COM | 263K | 2K | – |
| LENNAR CORP | CL A | 645K | 6K | – |
| LL FLOORING HOLDINGS INC | COM | 87K | 28K | – |
| LYFT INC | CL A COM | 256K | 24K | – |
| MAGNA INTL INC | COM | 316K | 6K | – |
| MCDONALDS CORP | COM | 336K | 1K | – |
| MEIRAGTX HLDGS PLC | COM | 150K | 30K | – |
| MERCK & CO INC | COM | 8M | 73K | – |
| MERUS N V | COM | 314K | 13K | – |
| META PLATFORMS INC | CL A | 960K | 3K | – |
| MICROSOFT CORP | COM | 8M | 24K | – |
| MILLERKNOLL INC | COM | 390K | 16K | – |
| MOTORCAR PTS AMER INC | COM | 101K | 12K | – |
| NCR CORP NEW | COM | 558K | 21K | – |
| NEWMONT CORP | COM | 7M | 188K | – |
| NKARTA INC | COM | 193K | 139K | – |
| NOODLES & CO | COM CL A | 292K | 119K | – |
| NORTHERN TR CORP | COM | 273K | 4K | – |
| NRG ENERGY INC | COM NEW | 339K | 9K | – |
| NUCOR CORP | COM | 372K | 2K | – |
| NVIDIA CORPORATION | COM | 10M | 24K | – |
| OMNICOM GROUP INC | COM | 295K | 4K | – |
| ON SEMICONDUCTOR CORP | COM | 4M | 46K | – |
| ORACLE CORP | COM | 6M | 57K | – |
| PACKAGING CORP AMER | COM | 755K | 5K | – |
| PALO ALTO NETWORKS INC | COM | 6M | 25K | – |
| PEPSICO INC | COM | 326K | 2K | – |
| PERION NETWORK LTD | SHS NEW | 352K | 11K | – |
| PFIZER INC | COM | 482K | 15K | – |
| POLARIS INC | COM | 296K | 3K | – |
| POWERFLEET INC | COM | 61K | 30K | – |
| PURE STORAGE INC | CL A | 5M | 130K | – |
| PURPLE INNOVATION INC | COM | 575K | 337K | – |
| QUALCOMM INC | COM | 476K | 4K | – |
| REGENERON PHARMACEUTICALS | COM | 982K | 1K | – |
| REVANCE THERAPEUTICS INC | COM | 442K | 39K | – |
| ROCKWELL AUTOMATION INC | COM | 6M | 20K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 327K | 6K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 288K | 6K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 281K | 7K | – |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 322K | 9K | – |
| SEMPRA | COM | 254K | 4K | – |
| SOUTHERN CO | COM | 268K | 4K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 1M | 2K | – |
| TARGET CORP | COM | 890K | 8K | – |
| TESLA INC | COM | 2M | 9K | – |
| TG THERAPEUTICS INC | COM | 310K | 37K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 6M | 12K | – |
| TILLYS INC | CL A | 204K | 25K | – |
| TORONTO DOMINION BK ONT | COM NEW | 258K | 4K | – |
| TYSON FOODS INC | CL A | 316K | 6K | – |
| UNITED PARCEL SERVICE INC | CL B | 263K | 2K | – |
| UNITEDHEALTH GROUP INC | COM | 6M | 12K | – |
| UPBOUND GROUP INC | COM | 409K | 14K | – |
| VAALCO ENERGY INC | COM NEW | 208K | 47K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 419K | 8K | – |
| VERTEX PHARMACEUTICALS INC | COM | 8M | 23K | – |
| VISA INC | COM CL A | 5M | 23K | – |
| WALMART INC | COM | 256K | 2K | – |
| WIX COM LTD | SHS | 655K | 7K | – |
| YUM BRANDS INC | COM | 300K | 2K | – |