FIAT WEALTH MANAGEMENT

FIAT WEALTH MANAGEMENT LLC Legal Name

Adviser information for FIAT WEALTH MANAGEMENT last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Minnesota, United States

Employees

Total Number of Employees 16
Investment Advisory/Research 10
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 10
Licensed Agents of an Insurance Company 8
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,680 $254.6M
Non-Discretionary 0 $0
Total 1,680 $254.6M

Clients

Type Number RAUM
Individuals 774 $130.8M
HNW Individuals 54 $123.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 1 $394,000
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 30
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-123255
SEC ERA File Number 801-123255
SEC CIK Numbers 2012153
SEC CRD Numbers 318201
Legal Entity Identifier None

Principal Office

1905 WAYZATA BLVD
SUITE 320
WAYZATA
MN
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 952-426-9116, Fax: None

Chief Compliance Officer

BRADLY J. GOTTO
PRESIDENT, CEO
1905 WAYZATA BLVD
SUITE 320
WAYZATA
MN
United States
Tel: 952-426-9116
(Full email address available in API data)

Regulatory Contact

ASHLEY MILOT
CHIEF OPERATIONS OFFICER
1905 WAYZATA BLVD
SUITE 320
WAYZATA
MN
United States
Tel: 952-426-9116
(Full email address available in API data)

Industry Affiliates

FIAT INSURANCE SERVICES, LLC Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
GOTTO, BRADLY, JOSEPH Individual PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER 05/2019 > 75%

No. Employees, Historic

20100202220232024202512 on 1/19/202212 on 1/19/202212 on 3/16/202212 on 3/16/202212 on 4/29/202213 on 6/17/202213 on 6/23/202213 on 8/17/202213 on 9/26/202213 on 11/9/202213 on 11/11/202213 on 11/15/202213 on 1/12/202314 on 2/21/202314 on 2/16/202414 on 2/29/202416 on 3/6/2024

RAUM, Historic

300M150M020222023202420250 on 1/19/20220 on 1/19/20220 on 3/16/20220 on 3/16/20220 on 4/29/2022110628935 on 6/17/2022110628935 on 6/23/2022110628935 on 8/17/2022110628935 on 9/26/2022110628935 on 11/9/2022110628935 on 11/11/2022110628935 on 11/15/2022110628935 on 1/12/2023133444496 on 2/21/2023133444496 on 2/16/2024133444496 on 2/29/2024254591422 on 3/6/2024

No. Clients, Historic

900450020222023202420250 on 1/19/20220 on 1/19/20220 on 3/16/20220 on 3/16/20220 on 4/29/2022506 on 6/17/2022506 on 6/23/2022506 on 8/17/2022506 on 9/26/2022506 on 11/9/2022506 on 11/11/2022506 on 11/15/2022506 on 1/12/2023445 on 2/21/2023445 on 2/16/2024445 on 2/29/2024829 on 3/6/2024

Holdings

From latest 13F, filed May 3rd, 2024 for period ending December 31st, 2023
Name Class Value $USD # Shares Private Fund
AMAZON COM INC COM 426K 3K
APPLE INC COM 502K 3K
EXCHANGE LISTED FDS TR CABANA TARGET 10 762K 33K
ISHARES TR CORE S&P500 ETF 969K 2K
MICROSOFT CORP COM 620K 2K
SPDR S&P 500 ETF TR TR UNIT 315K 663
TWO RDS SHARED TR ANFIELD US EQU 153K 11K
TWO RDS SHARED TR REGENTS PK HDGD 111K 12K
UNITEDHEALTH GROUP INC COM 2M 4K
VANGUARD INDEX FDS GROWTH ETF 210K 675
VANGUARD SPECIALIZED FUNDS DIV APP ETF 982K 6K
VISA INC COM CL A 419K 2K
WISDOMTREE TR GLB US QTLY DIV 210K 6K