FIAT WEALTH MANAGEMENT
FIAT WEALTH MANAGEMENT LLC Legal Name
Adviser information for FIAT WEALTH MANAGEMENT last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Minnesota, United States |
Employees
Total Number of Employees | 16 |
---|---|
Investment Advisory/Research | 10 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 10 |
Licensed Agents of an Insurance Company | 8 |
No. of Firms/People that Solicit Clients | 1 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 1,680 | $254.6M |
Non-Discretionary | 0 | $0 |
Total | 1,680 | $254.6M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 774 | $130.8M |
HNW Individuals | 54 | $123.4M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 1 | $394,000 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 30 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 11-25 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
---|---|
Compensation | % of AUMHourly chargesFixed fees |
Principal Office
1905 WAYZATA BLVDSUITE 320
WAYZATA
MN
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 952-426-9116, Fax: None
Chief Compliance Officer
BRADLY J. GOTTO
PRESIDENT, CEO
1905 WAYZATA BLVD
SUITE 320
WAYZATA
MN
United States
Tel:
952-426-9116
B*****@*********M
(Full email address available in API data)
Regulatory Contact
ASHLEY MILOT
CHIEF OPERATIONS OFFICER
1905 WAYZATA BLVD
SUITE 320
WAYZATA
MN
United States
Tel:
952-426-9116
A*****@*********M
(Full email address available in API data)
Industry Affiliates
FIAT INSURANCE SERVICES, LLC | Insurance company or agency |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
GOTTO, BRADLY, JOSEPH | Individual | – | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | 05/2019 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed May 3rd, 2024 for period ending December 31st, 2023
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
AMAZON COM INC | COM | 426K | 3K | – |
APPLE INC | COM | 502K | 3K | – |
EXCHANGE LISTED FDS TR | CABANA TARGET 10 | 762K | 33K | – |
ISHARES TR | CORE S&P500 ETF | 969K | 2K | – |
MICROSOFT CORP | COM | 620K | 2K | – |
SPDR S&P 500 ETF TR | TR UNIT | 315K | 663 | – |
TWO RDS SHARED TR | ANFIELD US EQU | 153K | 11K | – |
TWO RDS SHARED TR | REGENTS PK HDGD | 111K | 12K | – |
UNITEDHEALTH GROUP INC | COM | 2M | 4K | – |
VANGUARD INDEX FDS | GROWTH ETF | 210K | 675 | – |
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 982K | 6K | – |
VISA INC | COM CL A | 419K | 2K | – |
WISDOMTREE TR | GLB US QTLY DIV | 210K | 6K | – |