PILE WEALTH MANAGEMENT
RJP INVESTMENT ADVISORS, LLP Legal Name
Adviser information for PILE WEALTH MANAGEMENT last updated from Form ADV on January 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 196 | $136.4M |
| Non-Discretionary | 0 | $0 |
| Total | 196 | $136.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 61 | $26.6M |
| HNW Individuals | 19 | $87.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2,297 |
| Charitable organizations | <5 | $14.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $8.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-123261 |
|---|---|
| SEC ERA File Number | 801-123261 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 111536 |
| Legal Entity Identifier | None |
Principal Office
ONE INDIANA SQUARESUITE 1200
INDIANAPOLIS
IN
United States
Monday - Friday, 8 A.M. TO 5 P.M.
Tel: 317-269-3454, Fax: 317-269-3450
Websites
Chief Compliance Officer
NEAL CLEMENTS
CHIEF COMPLIANCE OFFICER
ONE INDIANA SQUARE
SUITE 1200
INDIANAPOLIS
IN
United States
Tel:
317-269-3454
Fax:
317-269-3450
N********@*************M
(Full email address available in API data)
Regulatory Contact
MICHAEL S WINSLOW
VICE PRESIDENT
ONE INDIANA SQUARE
SUITE 1200
INDIANAPOLIS
IN
United States
Tel:
317-269-3454
Fax:
317-269-3450
M*******@***********M
(Full email address available in API data)
Industry Affiliates
| PILE CPAS | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| R J PILE, LLC | Domestic Entity | – | OWNER | 09/2005 | > 75% |
| CLEMENTS, NEAL, A | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 10/2009 | < 5% |
| WINSLOW, MICHAEL, SHANE | Individual | – | VICE PRESIDENT | 10/2009 | < 5% |
| HARPRING, MICHAEL, RICHARD | Individual | – | VICE PRESIDENT | 10/2009 | < 5% |