RADIANT GLOBAL INVESTORS LLC
Adviser information for RADIANT GLOBAL INVESTORS LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $25.1M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $25.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $21.7M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $3.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMCONSULTING FEES MAY BE CHARGED TO INDEPENDENT THIRD PARTIES |
Principal Office
4482 DEER RIDGE ROADDANVILLE
CA
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 925-899-3600, Fax: None
Chief Compliance Officer
DONALD O'HARA
44 WEST GAY STREET
SUITE 300
WEST CHESTER
PA
United States
Tel:
610-220-9096
D*****@**********M
(Full email address available in API data)
Regulatory Contact
HEIDI RIDLEY
CO-FOUNDER & CEO
4482 DEER RIDGE RD
DANVILLE
CA
United States
Tel:
9258993600
H****@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RADIANT U.S. SMALLER COMPANIES FUND, LLC | DE LIMITED PARTNERSHIP | $3.4M | $1.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCDONALD, KATHRYN, ALISON | Individual | – | HEAD OF INVESTMENTS & SUSTAINABILITY | 07/2021 | 25-50% |
| OHARA, DONALD, IRVING | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2021 | < 5% |
| RIDLEY, HEIDI, KHASHABI | Individual | – | CEO | 07/2021 | 25-50% |
| LEONARD, ERIN | Individual | – | BOARD MEMBER | 01/2022 | < 5% |
| EVEN, MICHAEL, K | Individual | – | BOARD MEMBER | 01/2022 | < 5% |