MIZZEN CAPITAL MANAGEMENT, LLC
Adviser information for MIZZEN CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 24th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 7 |
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Investment Advisory/Research | 5 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 5 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 1 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
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No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
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Compensation | % of AUMPerformance-based fees |
Identifiers
SEC RIA File Number | 801-123275 |
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SEC ERA File Number | 801-123275 |
SEC CIK Numbers | None |
SEC CRD Numbers | 318404 |
Legal Entity Identifier | None |
Principal Office
488 MADISON AVENUE18TH FL
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 6:00 PM
Tel: (203) 376-7958, Fax: N/A
Chief Compliance Officer
ELIZABETH HARRIET KARTER
MANAGING PARTNER & CHIEF COMPLIANCE OFFICER
41 SMITHS NECK RD
OLD LYME
CT
United States
Tel:
203-376-7958
Fax:
N/A
K*******@****************M
(Full email address available in API data)
Regulatory Contact
MARILYN SCHWARTZ ADLER
MANAGING PARTNER
888 PARK AVE
APT 8A
NEW YORK
NY
United States
Tel:
917-763-9423
Fax:
N/A
M*****@****************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
KARTER, ELIZABETH, HARRIET | Individual | – | MANAGING PARTNER & CHIEF COMPLIANCE OFFICER | 05/2019 | 25-50% |
ADLER, MARILYN, SCHWARTZ | Individual | – | MANAGING PARTNER | 05/2019 | 25-50% |
LI, ANNIE, CHEN | Individual | – | MANAGING PARTNER | 05/2019 | 5-10% |