SOLO CAPITAL STRATEGIES
SOLO K WEALTH LLC Legal Name
Adviser information for SOLO CAPITAL STRATEGIES last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $20,000 |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $20,000 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $20,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-123280 |
|---|---|
| SEC ERA File Number | 801-123280 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 318236 |
| Legal Entity Identifier | None |
Principal Office
14362 N FRANK LLOYD WRIGHT BLVDSUITE 1000
SCOTTSDALE
AZ
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 480-401-1787, Fax: 775-201-1456
Websites
Chief Compliance Officer
JEFF NABERS
CCO
14362 N FRANK LLOYD WRIGHT BLVD
SUITE 1000
SCOTTSDALE
AZ
United States
Tel:
877-765-6401
Fax:
775-201-1456
C*********@**************M
(Full email address available in API data)
Industry Affiliates
| COIN CAPITAL, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NABERS FINANCIAL GROUP LLC | Insurance company or agency |
| NABERS WEALTH LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SOLO K, INC. | Domestic Entity | – | OWNER | 10/2021 | > 75% |
| Nabers, Jeffrey | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2023 | < 5% |
| Nabers, Jeffrey | Individual | SOLO K, INC. | CEO | 03/2021 | 50-75% |