LINQTO INVESTMENT MANAGEMENT
LINQTO INVESTMENT MANAGEMENT, LLC Legal Name
Adviser information for LINQTO INVESTMENT MANAGEMENT last updated from Form ADV on March 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 165 | $181.2M |
| Total | 165 | $181.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 165 | $181.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)SPVS |
|---|---|
| Compensation | Fixed fees |
| Other Business Activities | Broker-dealerRegistered representative of a broker-dealer |
Identifiers
| SEC RIA File Number | 801-123288 |
|---|---|
| SEC ERA File Number | 801-123288 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 318630 |
| Legal Entity Identifier | None |
Principal Office
101 METRO DRIVESUITE 335
SAN JOSE
CA
United States
Monday - Friday, 9:00-5:00 PM
Tel: 704-840-5943, Fax: None
Websites
Chief Compliance Officer
BRIAN MORAN
101 METRO DRIVE
SUITE 335
SAN JOSE
CA
United States
Tel:
7048405943
B****@*********M
(Full email address available in API data)
Industry Affiliates
| LINQTO CAPITAL | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Moran, Brian, M | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2021 | < 5% |
| LINQTO, INCORPORATED | Domestic Entity | – | DIRECT OWNER | 11/2021 | > 75% |
| ENDOSO, JOSEPH, ANTONIO | Individual | – | CHIEF EXECUTIVE OFFICER | 11/2021 | < 5% |