ARNOLD AND MOTE WEALTH MANAGEMENT
ARNOLD FINANCIAL PLANNING LLC Legal Name
Adviser information for ARNOLD AND MOTE WEALTH MANAGEMENT last updated from Form ADV on February 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Iowa, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 502 | $111.3M |
| Non-Discretionary | 0 | $0 |
| Total | 502 | $111.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 70 | $26.9M |
| HNW Individuals | 55 | $84.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 28 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | Hourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-123293 |
|---|---|
| SEC ERA File Number | 801-123293 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283698 |
| Legal Entity Identifier | None |
Principal Office
1202 DINA COURTSUITE B
HIAWATHA
IA
United States
Monday - Friday, 8AM-5PM
Tel: 319-393-4020, Fax: 888-688-8434
Chief Compliance Officer
QUINN ROBERT ARNOLD
MANAGING MEMBER
1202 DINA COURT
SUITE B
HIAWATHA
IA
United States
Tel:
319-393-4020
Q****@*************M
(Full email address available in API data)
Regulatory Contact
MATTHEW HYLLAND
FINANCIAL ADVISOR
1202 DINA COURT
SUITE B
HIAWATHA
IA
United States
Tel:
319-393-4020
M***@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Arnold, Quinn, Robert | Individual | – | MANAGING MEMBER/CCO | 03/2016 | > 75% |
| Hylland, Matthew, Marburg | Individual | – | OWNER | 10/2019 | < 5% |