BELLINGHAM CAPITAL
BELLINGHAM CAPITAL MANAGEMENT, INC. Legal Name
Adviser information for BELLINGHAM CAPITAL last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 591 | $125.5M |
| Non-Discretionary | 5 | $493,131 |
| Total | 596 | $126.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 203 | $56.2M |
| HNW Individuals | 27 | $67.9M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $342,873 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $1.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesANALYSIS AND RECOMMENDATIONS FOR PRIVATE PLACEMENT SECURITIES |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-123303 |
|---|---|
| SEC ERA File Number | 801-123303 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 151684 |
| Legal Entity Identifier | None |
Principal Office
316 E MCLEOD RDSUITE 105
BELLINGHAM
WA
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 360-685-4240, Fax: None
Websites
Chief Compliance Officer
KERRI RUSS
COMPLIANCE OFFICER, TREASURER
173 DEER ISLAND ROAD
MABANK
TX
United States
Tel:
360-685-4240
C**************@********************M
(Full email address available in API data)
Regulatory Contact
BRIAN SMITH
PRESIDENT
316 E. MCLEOD ROAD
SUITE 105
BELLINGHAM
WA
United States
Tel:
360-685-4240
B****@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SMITH, BRIAN, ALASTAIR | Individual | – | PRESIDENT | 09/2009 | 25-50% |
| RUSS, KERRI, HARGROVE | Individual | – | CHIEF COMPLIANCE OFFICER, TREASURER AND SECRETARY | 07/2016 | 25-50% |
| PETERSEN, ERIC, GEOFFREY | Individual | – | VICE PRESIDENT | 07/2016 | 25-50% |