MAINSAIL FINANCIAL GROUP
MAINSAIL FINANCIAL GROUP, LLC Legal Name
Adviser information for MAINSAIL FINANCIAL GROUP last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 682 | $166.2M |
| Non-Discretionary | 16 | $25.3M |
| Total | 698 | $191.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 295 | $105.3M |
| HNW Individuals | 47 | $85.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $192,362 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $184,354 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 10 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
11245 SE 6TH STREETSUITE 140
BELLEVUE
WA
United States
Monday - Friday, 9AM-5PM
Tel: (425) 502-7693, Fax: None
Chief Compliance Officer
ADAM LAIBSON
CFO, FOUNDER, AND DIRECTOR OF OPERATIONS
11245 SE 6TH STREET SUITE 230
BELLEVUE
WA
United States
Tel:
(425) 679-6875
A***@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STEELE, BRANDON, LEE | Individual | – | CEO, FOUNDER, AND DIRECTOR OF BUSINESS DEVELOPMENT | 11/2018 | 50-75% |
| LAIBSON, ADAM, MICHAEL | Individual | – | CFO, CCO, FOUNDER, AND DIRECTOR OF OPERATIONS | 11/2018 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 16th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ADOBE INC | COM | 1M | 2K | – |
| ALPHABET INC | CAP STK CL C | 2M | 9K | – |
| AMAZON COM INC | COM | 256K | 1K | – |
| AMERICAN TOWER CORP NEW | COM | 246K | 1K | – |
| APPLE INC | COM | 1M | 5K | – |
| AUTODESK INC | COM | 1M | 5K | – |
| BOEING CO | COM | 927K | 5K | – |
| CHEVRON CORP NEW | COM | 732K | 5K | – |
| COCA COLA CO | COM | 863K | 14K | – |
| COSTCO WHSL CORP NEW | COM | 3M | 4K | – |
| DEERE & CO | COM | 1M | 3K | – |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 2M | 120K | – |
| FIRST TR EXCH TRD ALPHDX FD | DEV MRK EX US | 5M | 84K | – |
| FIRST TR EXCH TRD ALPHDX FD | EUROPE ALPHADEX | 2M | 42K | – |
| FIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 8M | 331K | – |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 3M | 55K | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 13M | 218K | – |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 3M | 72K | – |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 6M | 114K | – |
| FIRST TR EXCHANGE-TRADED FD | ULTRA SHT DUR MU | 5M | 249K | – |
| FIRST TR EXCHANGE-TRADED FD | WTR ETF | 5M | 50K | – |
| FIRST TR NASDAQ 100 TECH IND | SHS | 7M | 34K | – |
| FIRST TR SML CP CORE ALPHA F | COM SHS | 4M | 39K | – |
| FIRST TR VALUE LINE DIVID IN | SHS | 312K | 8K | – |
| HOME DEPOT INC | COM | 884K | 3K | – |
| INVESCO EXCHANGE TRADED FD T | FOOD & BEVERAGE | 3M | 75K | – |
| INVESCO QQQ TR | UNIT SER 1 | 3M | 5K | – |
| ISHARES TR | CORE US AGGBD ET | 7M | 73K | – |
| ISHARES TR | ESG AW MSCI EAFE | 360K | 5K | – |
| ISHARES TR | ESG AWRE 1 5 YR | 237K | 10K | – |
| ISHARES TR | MSCI INDIA SM CP | 5M | 61K | – |
| ISHARES TR | NATIONAL MUN ETF | 2M | 23K | – |
| ISHARES TR | RUS MD CP GR ETF | 6M | 53K | – |
| ISHARES TR | SP SMCP600VL ETF | 3M | 27K | – |
| J P MORGAN EXCHANGE TRADED F | US VALUE FACTR | 12M | 290K | – |
| JPMORGAN CHASE & CO. | COM | 994K | 5K | – |
| MICRON TECHNOLOGY INC | COM | 2M | 16K | – |
| MICROSOFT CORP | COM | 5M | 10K | – |
| MONSTER BEVERAGE CORP NEW | COM | 1M | 22K | – |
| NVIDIA CORPORATION | COM | 2M | 12K | – |
| PACER FDS TR | US CASH COWS 100 | 6M | 104K | – |
| PROCTER AND GAMBLE CO | COM | 869K | 5K | – |
| PROLOGIS INC. | COM | 752K | 7K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 300K | 9K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 8M | 84K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 15M | 28K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 1M | 17K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 5M | 27K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 795K | 16K | – |
| VANGUARD WORLD FD | FINANCIALS ETF | 669K | 7K | – |
| VERIZON COMMUNICATIONS INC | COM | 966K | 23K | – |
| WALMART INC | COM | 988K | 15K | – |
| WASTE MGMT INC DEL | COM | 1M | 5K | – |