WALKER

Advisory Business

Type of Organization	Corporation
Fiscal Year End	OCTOBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	2
Investment Advisory/Research	1
Registered Broker-Dealer Representatives	1
Registered State Investment Advisers	1
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	1

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	0	$0
Non-Discretionary	0	$0
Total	0	$0

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPublication of periodicals or newslettersSecurity ratings or pricing services
Compensation	% of AUM

Identifiers

SEC RIA File Number	801-123314
SEC ERA File Number	801-123314
SEC CIK Numbers	None
SEC CRD Numbers	317387
Legal Entity Identifier	None

Principal Office

1151 WALKER RD
#212
DOVER
DE
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic