WORLEY ERHART-GRAVES FINANCIAL ADVISORS, INC.
Adviser information for WORLEY ERHART-GRAVES FINANCIAL ADVISORS, INC. last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 891 | $403.7M |
| Total | 891 | $403.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 135 | $76.3M |
| HNW Individuals | 120 | $327.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 173 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-123324 |
|---|---|
| SEC ERA File Number | 801-123324 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 121978 |
| Legal Entity Identifier | None |
Principal Office
3500 DEPAUW BLVD.SUITE 1035
INDIANAPOLIS
IN
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 317-872-5090, Fax: 317-872-5095
Chief Compliance Officer
TABITHA WILLIAMS
DIRECTOR OF INVESTMENT OPERATIONS
3500 DEPAUW BLVD.
SUITE 1035
INDIANAPOLIS
IN
United States
Tel:
317-872-5090
Fax:
317-872-5095
T******@**********************M
(Full email address available in API data)
Regulatory Contact
JULI ERHART-GRAVES
PRESIDENT
3500 DEPAUW BLVD.
SUITE 1035
INDIANAPOLIS
IN
United States
Tel:
317-872-5090
Fax:
317-872-5095
J***@**********************M
(Full email address available in API data)
Industry Affiliates
| SMITSON ERHART-GRAVES TAX ADVISORS, INC. | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ERHART GRAVES, JULIANNE | Individual | – | PRESIDENT | 03/2008 | > 75% |
| WILLIAMS, TABITHA, ANN | Individual | – | DIRECTOR OF INVESTMENT OPERATIONS/CHIEF COMPLIANCE OFFICER | 01/2021 | < 5% |