DBK FINANCIAL COUNSEL, LLC

Adviser information for DBK FINANCIAL COUNSEL, LLC last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Ohio, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 129 $109.1M
Non-Discretionary 40 $25.2M
Total 169 $134.3M

Clients

Type Number RAUM
Individuals 18 $5.6M
HNW Individuals 35 $94.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $5.1M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $28.9M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMFixed fees
Other Business Activities Accountant or accounting firm

Identifiers

SEC RIA File Number 801-123343
SEC ERA File Number 801-123343
SEC CIK Numbers 1904822
SEC CRD Numbers 170688
Legal Entity Identifier None

Principal Office

198 W. PORTAGE TRAIL EXT.
STE. 105
CUYAHOGA FALLS
OH
United States
Monday - Friday, 8:00 AM - 5 PM
Tel: 330-923-3038, Fax: 330-923-5445

Chief Compliance Officer

DAVID KEARNS
MANAGING DIRECTOR
198 W. PORTAGE TRAIL EXT.,
STE. 105
CUYAHOGA FALLS
OH
United States
Tel: 330-923-3038
Fax: 330-923-5445
(Full email address available in API data)

Industry Affiliates

DBK LEGAL COUNSEL, LLC Lawyer or law firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
KEARNS, DAVID, BENJAMIN Individual MANAGING MEMBER ,CHIEF COMPLIANCE OFFICER & CHIEF INVESTMENT OFFICER 01/2014 > 75%

No. Employees, Historic

105020222023202420253 on 1/28/20223 on 4/28/20223 on 8/22/20222 on 2/2/20232 on 2/3/20232 on 2/9/20232 on 8/10/20232 on 2/8/20243 on 2/22/2024

RAUM, Historic

200M100M02022202320242025111198649 on 1/28/2022111198649 on 4/28/2022111198649 on 8/22/2022116574082 on 2/2/2023116574082 on 2/3/2023116574082 on 2/9/2023116574082 on 8/10/2023134274805 on 2/8/2024134274805 on 2/22/2024

No. Clients, Historic

60300202220232024202554 on 1/28/202254 on 4/28/202254 on 8/22/202259 on 2/2/202359 on 2/3/202359 on 2/9/202359 on 8/10/202358 on 2/8/202458 on 2/22/2024

Holdings

From latest 13F, filed July 10th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
EA SERIES TRUST EA BRIDGEWAY OMN 309K 15K
ALPHABET INC CAP STK CL A 203K 1K
AMERICAN CENTY ETF TR REAL ESTATE ETF 2M 54K
AMERICAN CENTY ETF TR EMERGING MKT VAL 484K 10K
AMERICAN CENTY ETF TR AVANTIS EMGMKT 603K 10K
AMERICAN CENTY ETF TR INTL SMCP VLU 208K 3K
AMERICAN CENTY ETF TR US SML CP VALU 3M 29K
AMERICAN CENTY ETF TR US EQT ETF 664K 7K
APPLE INC COM 1M 6K
DIMENSIONAL ETF TRUST INTL CORE EQT MK 3M 90K
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 533K 21K
DIMENSIONAL ETF TRUST US EQUITY ETF 2M 37K
DIMENSIONAL ETF TRUST US SMALL CAP ETF 3M 50K
DIMENSIONAL ETF TRUST US TARGETED VLU 371K 7K
DIMENSIONAL ETF TRUST US LARGE CAP VAL 1M 47K
DIMENSIONAL ETF TRUST INTL SMALL CAP E 308K 13K
DIMENSIONAL ETF TRUST INTL SMALL CAP V 369K 14K
DIMENSIONAL ETF TRUST US REAL ESTATE E 869K 39K
INVESCO QQQ TR UNIT SER 1 5M 11K
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 2M 35K
ISHARES TR CORE S&P500 ETF 2M 4K
ISHARES TR MSCI EMG MKT ETF 1M 25K
ISHARES TR S&P 500 VAL ETF 507K 3K
ISHARES TR MSCI EAFE ETF 376K 5K
ISHARES TR RUS MID CAP ETF 495K 6K
ISHARES TR RUSSELL 2000 ETF 2M 9K
ISHARES TR CORE S&P SCP ETF 3M 29K
ISHARES TR CORE MSCI EAFE 949K 13K
ISHARES INC CORE MSCI EMKT 666K 12K
MICROSOFT CORP COM 853K 2K
NVIDIA CORPORATION COM 1M 12K
PEPSICO INC COM 231K 1K
SPDR S&P 500 ETF TR TR UNIT 7M 12K
SPDR GOLD TR GOLD SHS 646K 3K
SPDR SER TR BLOOMBERG 3-12 M 633K 6K
SPDR SER TR BLOOMBERG 1-3 MO 11M 121K
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 577K 22K
SCHWAB STRATEGIC TR SHT TM US TRES 3M 65K
VANECK ETF TRUST JUNIOR GOLD MINE 238K 6K
VANGUARD BD INDEX FDS INTERMED TERM 625K 8K
VANGUARD BD INDEX FDS SHORT TRM BOND 5M 62K
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 8M 166K
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 3M 78K
VANGUARD INDEX FDS S&P 500 ETF SHS 3M 5K
VANGUARD INDEX FDS REAL ESTATE ETF 1M 16K
VANGUARD INDEX FDS LARGE CAP ETF 733K 3K
VANGUARD INDEX FDS GROWTH ETF 276K 738
VANGUARD INDEX FDS SMALL CP ETF 1M 6K
VANGUARD INDEX FDS TOTAL STK MKT 4M 16K