DBK FINANCIAL COUNSEL, LLC
Adviser information for DBK FINANCIAL COUNSEL, LLC last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Ohio, United States |
Employees
Total Number of Employees | 3 |
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Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 129 | $109.1M |
Non-Discretionary | 40 | $25.2M |
Total | 169 | $134.3M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 18 | $5.6M |
HNW Individuals | 35 | $94.7M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | <5 | $5.1M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $28.9M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 51-100 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
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Compensation | % of AUMFixed fees |
Other Business Activities | Accountant or accounting firm |
Principal Office
198 W. PORTAGE TRAIL EXT.STE. 105
CUYAHOGA FALLS
OH
United States
Monday - Friday, 8:00 AM - 5 PM
Tel: 330-923-3038, Fax: 330-923-5445
Chief Compliance Officer
DAVID KEARNS
MANAGING DIRECTOR
198 W. PORTAGE TRAIL EXT.,
STE. 105
CUYAHOGA FALLS
OH
United States
Tel:
330-923-3038
Fax:
330-923-5445
D*******@***************M
(Full email address available in API data)
Industry Affiliates
DBK LEGAL COUNSEL, LLC | Lawyer or law firm |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
KEARNS, DAVID, BENJAMIN | Individual | – | MANAGING MEMBER ,CHIEF COMPLIANCE OFFICER & CHIEF INVESTMENT OFFICER | 01/2014 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 10th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
EA SERIES TRUST | EA BRIDGEWAY OMN | 309K | 15K | – |
ALPHABET INC | CAP STK CL A | 203K | 1K | – |
AMERICAN CENTY ETF TR | REAL ESTATE ETF | 2M | 54K | – |
AMERICAN CENTY ETF TR | EMERGING MKT VAL | 484K | 10K | – |
AMERICAN CENTY ETF TR | AVANTIS EMGMKT | 603K | 10K | – |
AMERICAN CENTY ETF TR | INTL SMCP VLU | 208K | 3K | – |
AMERICAN CENTY ETF TR | US SML CP VALU | 3M | 29K | – |
AMERICAN CENTY ETF TR | US EQT ETF | 664K | 7K | – |
APPLE INC | COM | 1M | 6K | – |
DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 3M | 90K | – |
DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 533K | 21K | – |
DIMENSIONAL ETF TRUST | US EQUITY ETF | 2M | 37K | – |
DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 3M | 50K | – |
DIMENSIONAL ETF TRUST | US TARGETED VLU | 371K | 7K | – |
DIMENSIONAL ETF TRUST | US LARGE CAP VAL | 1M | 47K | – |
DIMENSIONAL ETF TRUST | INTL SMALL CAP E | 308K | 13K | – |
DIMENSIONAL ETF TRUST | INTL SMALL CAP V | 369K | 14K | – |
DIMENSIONAL ETF TRUST | US REAL ESTATE E | 869K | 39K | – |
INVESCO QQQ TR | UNIT SER 1 | 5M | 11K | – |
INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | 2M | 35K | – |
ISHARES TR | CORE S&P500 ETF | 2M | 4K | – |
ISHARES TR | MSCI EMG MKT ETF | 1M | 25K | – |
ISHARES TR | S&P 500 VAL ETF | 507K | 3K | – |
ISHARES TR | MSCI EAFE ETF | 376K | 5K | – |
ISHARES TR | RUS MID CAP ETF | 495K | 6K | – |
ISHARES TR | RUSSELL 2000 ETF | 2M | 9K | – |
ISHARES TR | CORE S&P SCP ETF | 3M | 29K | – |
ISHARES TR | CORE MSCI EAFE | 949K | 13K | – |
ISHARES INC | CORE MSCI EMKT | 666K | 12K | – |
MICROSOFT CORP | COM | 853K | 2K | – |
NVIDIA CORPORATION | COM | 1M | 12K | – |
PEPSICO INC | COM | 231K | 1K | – |
SPDR S&P 500 ETF TR | TR UNIT | 7M | 12K | – |
SPDR GOLD TR | GOLD SHS | 646K | 3K | – |
SPDR SER TR | BLOOMBERG 3-12 M | 633K | 6K | – |
SPDR SER TR | BLOOMBERG 1-3 MO | 11M | 121K | – |
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 577K | 22K | – |
SCHWAB STRATEGIC TR | SHT TM US TRES | 3M | 65K | – |
VANECK ETF TRUST | JUNIOR GOLD MINE | 238K | 6K | – |
VANGUARD BD INDEX FDS | INTERMED TERM | 625K | 8K | – |
VANGUARD BD INDEX FDS | SHORT TRM BOND | 5M | 62K | – |
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 8M | 166K | – |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 3M | 78K | – |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 3M | 5K | – |
VANGUARD INDEX FDS | REAL ESTATE ETF | 1M | 16K | – |
VANGUARD INDEX FDS | LARGE CAP ETF | 733K | 3K | – |
VANGUARD INDEX FDS | GROWTH ETF | 276K | 738 | – |
VANGUARD INDEX FDS | SMALL CP ETF | 1M | 6K | – |
VANGUARD INDEX FDS | TOTAL STK MKT | 4M | 16K | – |