CAPITAL ADVISOR NETWORK
CAPTIAL ADVISOR NETWORK Legal Name
Adviser information for CAPITAL ADVISOR NETWORK last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 881 | $70.3M |
| Non-Discretionary | 126 | $25.5M |
| Total | 1,007 | $95.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 971 | $81.0M |
| HNW Individuals | 33 | $14.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $329,598 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-123345 |
|---|---|
| SEC ERA File Number | 801-123345 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297578 |
| Legal Entity Identifier | None |
Principal Office
925 MEZZANINE DRIVESUITE C
LAFAYETTE
IN
United States
Monday - Friday, 9-5
Tel: 765-588-1647, Fax: None
Chief Compliance Officer
JEFFREY A SMITH
CHIEF COMPLIANCE OFFICER
295 PALMAS INN WAY
104-399
HUMACAO
PR
United States
Tel:
2483761480
J*****@************M
(Full email address available in API data)
Regulatory Contact
JARED WICKES
CHIEF INVESTMENT OFFICER
925 MEZZANINE DRIVE
SUITE C
LAFAYETTE
IN
United States
Tel:
765-588-1647
J****@************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JOHNSON, PETER, KEVIN | Individual | – | OWNER/CEO | 06/2018 | 25-50% |
| WICKES, JARED, JOHNSON | Individual | – | OWNER/ CIO | 04/2020 | 25-50% |
| EVANS, WILLIAM, PAUL | Individual | – | OWNER | 04/2020 | 10-25% |
| SMITH, JEFFREY, ANDREW | Individual | – | OWNER/CHIEF COMPLIANCE OFFICER | 01/2023 | 10-25% |
| BROWN, MALCOLM, M | Individual | – | OWNER | 01/2023 | 10-25% |