SUNDOWNER CAPITAL MANAGEMENT LLC
Adviser information for SUNDOWNER CAPITAL MANAGEMENT LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 124 | $81.1M |
| Non-Discretionary | 32 | $13.0M |
| Total | 156 | $94.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 23 | $11.7M |
| HNW Individuals | 19 | $68.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $533,895 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $7,356 |
| Other | 32 | $13.0M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-123347 |
|---|---|
| SEC ERA File Number | 801-123347 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 146253 |
| Legal Entity Identifier | None |
Principal Office
725 NW BROADWAY STREETBEND
OR
United States
MONDAY-THURSDAY, 8:30 AM - 2:30 PM
Tel: 541-389-3311, Fax: 541-389-3322
Websites
Chief Compliance Officer
DOUGLAS DOWNER
MANAGING MEMBER, PRESIDENT & FOUNDER
725 NW BROADWAY STREET
BEND
OR
United States
Tel:
5413893311
Fax:
541.389.3322
D***@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DOWNER, DOUGLAS, EVERETT | Individual | – | MANAGING MEMBER, PRESIDENT & FOUNDER | 04/2000 | > 75% |
| DOWNER, WENDY, DANNETTE | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2017 | < 5% |