KAPSTONE FINANCIAL ADVISORS LLC
Adviser information for KAPSTONE FINANCIAL ADVISORS LLC last updated from Form ADV on February 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 901 | $200.3M |
| Non-Discretionary | 44 | $4.5M |
| Total | 945 | $204.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 501 | $101.3M |
| HNW Individuals | 51 | $103.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $421,140 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 2 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Principal Office
212 N. BROADWAY STREETSUITE. 200
LEBANON
OH
United States
Monday - Friday, 8:30AM TO 5:00PM
Tel: (937) 751-1000, Fax: None
Websites
Chief Compliance Officer
DAVID C. KRONOUR
MANAGING DIRECTOR
212 N. BROADWAY STREET
LEBANON
OH
United States
Tel:
(937) 751-1000
D********@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KRONOUR, DAVID, CHARLES | Individual | – | MANAGING MEMBER / MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | 01/2022 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBVIE INC | COM | 2M | 14K | – |
| ABRDN WORLD HEALTHCARE FUND | BEN INT SHS | 138K | 11K | – |
| ALPHABET INC | CAP STK CL A | 3M | 18K | – |
| ALPHABET INC | CAP STK CL C | 2M | 10K | – |
| ALTRIA GROUP INC | COM | 627K | 14K | – |
| AMAZON COM INC | COM | 2M | 8K | – |
| AMERICAN EXPRESS CO | COM | 284K | 1K | – |
| ANALOG DEVICES INC | COM | 624K | 3K | – |
| APPLE INC | COM | 19M | 91K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 204K | 3K | – |
| BANK AMERICA CORP | COM | 502K | 13K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 612K | 1 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2M | 5K | – |
| BLACKROCK ENHANCED EQUITY DI | COM | 89K | 11K | – |
| BOEING CO | COM | 365K | 2K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 426K | 10K | – |
| CARDINAL HEALTH INC | COM | 457K | 5K | – |
| CHEVRON CORP NEW | COM | 666K | 4K | – |
| CINCINNATI FINL CORP | COM | 315K | 3K | – |
| CISCO SYS INC | COM | 828K | 17K | – |
| COCA COLA CO | COM | 489K | 8K | – |
| COHEN & STEERS CLOSED-END OP | COM | 139K | 12K | – |
| CONAGRA BRANDS INC | COM | 339K | 12K | – |
| CSX CORP | COM | 628K | 19K | – |
| CUMMINS INC | COM | 338K | 1K | – |
| CVS HEALTH CORP | COM | 236K | 4K | – |
| D R HORTON INC | COM | 474K | 3K | – |
| DELTA AIR LINES INC DEL | COM NEW | 371K | 8K | – |
| DISNEY WALT CO | COM | 379K | 4K | – |
| DUKE ENERGY CORP NEW | COM NEW | 641K | 6K | – |
| EATON VANCE TAX-MANAGED GLOB | COM | 83K | 10K | – |
| ELEVANCE HEALTH INC | COM | 919K | 2K | – |
| ELI LILLY & CO | COM | 462K | 510 | – |
| EXXON MOBIL CORP | COM | 1M | 12K | – |
| FEDEX CORP | COM | 356K | 1K | – |
| FIFTH THIRD BANCORP | COM | 223K | 6K | – |
| FIRST TR EXCHANGE TRADED FD | GROWTH STRENGTH | 1M | 42K | – |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 2M | 22K | – |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 713K | 13K | – |
| FIRST TR NASDAQ 100 TECH IND | SHS | 274K | 1K | – |
| FORD MTR CO DEL | COM | 339K | 27K | – |
| GABELLI EQUITY TR INC | COM | 61K | 12K | – |
| GLOBAL X FDS | NASDAQ 100 COVER | 219K | 12K | – |
| GOLDMAN SACHS GROUP INC | COM | 1M | 3K | – |
| HOME DEPOT INC | COM | 599K | 2K | – |
| HUNTINGTON BANCSHARES INC | COM | 529K | 40K | – |
| INTUITIVE SURGICAL INC | COM NEW | 499K | 1K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL HLT | 505K | 17K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 633K | 17K | – |
| INVESCO QQQ TR | UNIT SER 1 | 2M | 4K | – |
| IRON MTN INC DEL | COM | 519K | 6K | – |
| ISHARES TR | CORE DIV GRWTH | 1M | 25K | – |
| ISHARES TR | CORE HIGH DV ETF | 11M | 105K | – |
| ISHARES TR | CORE S&P SCP ETF | 223K | 2K | – |
| ISHARES TR | CORE S&P500 ETF | 22M | 41K | – |
| ISHARES TR | RUS 1000 ETF | 208K | 700 | – |
| ISHARES TR | RUS 1000 GRW ETF | 3M | 7K | – |
| ISHARES TR | S&P 500 GRWT ETF | 3M | 30K | – |
| ISHARES TR | SELECT DIVID ETF | 3M | 23K | – |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 208K | 4K | – |
| JOHNSON & JOHNSON | COM | 1M | 8K | – |
| JPMORGAN CHASE & CO. | COM | 2M | 9K | – |
| KIMBERLY-CLARK CORP | COM | 367K | 3K | – |
| KROGER CO | COM | 299K | 6K | – |
| LAMB WESTON HLDGS INC | COM | 369K | 4K | – |
| LCNB CORP | COM | 1M | 88K | – |
| LIBERTY ALL-STAR GROWTH FD I | COM | 83K | 16K | – |
| LOCKHEED MARTIN CORP | COM | 660K | 1K | – |
| LOWES COS INC | COM | 300K | 1K | – |
| MARATHON PETE CORP | COM | 1M | 7K | – |
| MARTIN MARIETTA MATLS INC | COM | 779K | 1K | – |
| MASTERCARD INCORPORATED | CL A | 305K | 692 | – |
| MCDONALDS CORP | COM | 259K | 1K | – |
| MCKESSON CORP | COM | 220K | 377 | – |
| MERCK & CO INC | COM | 1M | 10K | – |
| META PLATFORMS INC | CL A | 5M | 9K | – |
| MICRON TECHNOLOGY INC | COM | 398K | 3K | – |
| MICROSOFT CORP | COM | 4M | 10K | – |
| MICROSTRATEGY INC | CL A NEW | 10M | 7K | – |
| NIKE INC | CL B | 247K | 3K | – |
| NOVARTIS AG | SPONSORED ADR | 287K | 3K | – |
| NUCOR CORP | COM | 204K | 1K | – |
| NVIDIA CORPORATION | COM | 2M | 20K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 754K | 30K | – |
| PAYCHEX INC | COM | 893K | 8K | – |
| PEPSICO INC | COM | 295K | 2K | – |
| PHILIP MORRIS INTL INC | COM | 729K | 7K | – |
| PIMCO ETF TR | ENHAN SHRT MA AC | 407K | 4K | – |
| PROCTER AND GAMBLE CO | COM | 6M | 33K | – |
| PROGRESSIVE CORP | COM | 305K | 1K | – |
| PROSHARES TR | S&P 500 DV ARIST | 370K | 4K | – |
| QUALCOMM INC | COM | 234K | 1K | – |
| SALESFORCE INC | COM | 651K | 3K | – |
| SELECT SECTOR SPDR TR | ENERGY | 1M | 14K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 202K | 5K | – |
| SOUTHERN CO | COM | 457K | 6K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 975K | 2K | – |
| SPDR SER TR | S&P DIVID ETF | 517K | 4K | – |
| TESLA INC | COM | 410K | 2K | – |
| UNION PAC CORP | COM | 210K | 930 | – |
| VALERO ENERGY CORP | COM | 203K | 1K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 226K | 845 | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 4M | 32K | – |
| VERIZON COMMUNICATIONS INC | COM | 320K | 8K | – |
| VISA INC | COM CL A | 807K | 3K | – |
| VULCAN MATLS CO | COM | 706K | 3K | – |
| WALMART INC | COM | 223K | 3K | – |
| WISDOMTREE TR | US TOTAL DIVIDND | 248K | 4K | – |