ERGAWEALTH ADVISORS, INC.
Adviser information for ERGAWEALTH ADVISORS, INC. last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,144 | $265.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1,144 | $265.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 406 | $99.7M |
| HNW Individuals | 80 | $161.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $4.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $88,818 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
1200 HARGER ROADSUITE 711
OAK BROOK
IL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (630) 320-2078, Fax: (847) 416-8488
Websites
Chief Compliance Officer
IAN L. LATERREUR
PRESIDENT, WEALTH ADVISOR
7 MCINTOSH AVE.
CLARENDON HILLS
IL
United States
Tel:
(312) 823-3646
Fax:
(847) 416-8488
I*********@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LATERREUR, IAN, LEO | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR | 09/2017 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 19th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 439K | 4K | – |
| ABBVIE INC | COM | 856K | 5K | – |
| AMAZON COM INC | COM | 556K | 3K | – |
| APPLE INC | COM | 7M | 32K | – |
| AT&T INC | COM | 241K | 13K | – |
| BANK AMERICA CORP | COM | 509K | 13K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 1M | 4K | – |
| BROADCOM INC | COM | 430K | 268 | – |
| CAPITAL GROUP DIVIDEND VALUE | SHS CREATION UNI | 15M | 469K | – |
| CAPITAL GROUP GBL GROWTH EQT | SHS CREATION UNI | 876K | 30K | – |
| CAPITAL GROUP GROWTH ETF | SHS CREATION UNI | 19M | 575K | – |
| CDW CORP | COM | 290K | 1K | – |
| CHEMOURS CO | COM | 341K | 15K | – |
| DBX ETF TR | XTRCKR RUSL 1000 | 621K | 13K | – |
| DOW INC | COM | 259K | 5K | – |
| ELI LILLY & CO | COM | 571K | 631 | – |
| EXXON MOBIL CORP | COM | 296K | 3K | – |
| FIRST TR EXCH TRADED FD III | FT VEST SMID | 870K | 42K | – |
| FIRST TR EXCHANGE TRADED FD | GROWTH STRENGTH | 543K | 18K | – |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 17M | 202K | – |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 246K | 1K | – |
| FIRST TR EXCHANGE-TRADED FD | FT VEST RIS | 5M | 204K | – |
| FIRST TR EXCHANGE-TRADED FD | SMID RISNG ETF | 10M | 295K | – |
| FIRST TR EXCHANGE-TRADED FD | FT VEST S&P 500 | 12M | 230K | – |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 14M | 260K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST U.S. | 253K | 7K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST LADDERED | 6M | 192K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST LADDERED | 436K | 18K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 240K | 6K | – |
| FIRST TR EXCHNG TRADED FD VI | TCW UNCONSTRAI | 783K | 32K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST LADDERED | 4M | 143K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST LAD | 3M | 136K | – |
| FIRST TR MORNINGSTAR DIVID L | SHS | 1M | 30K | – |
| FISERV INC | COM | 205K | 1K | – |
| FORD MTR CO DEL | COM | 953K | 76K | – |
| FRANKLIN TEMPLETON ETF TR | FTSE MEXICO | 412K | 15K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 347K | 2K | – |
| INVESCO EXCHANGE TRADED FD T | BUYBACK ACHIEV | 342K | 3K | – |
| INVESCO QQQ TR | UNIT SER 1 | 837K | 2K | – |
| ISHARES TR | MSCI USA MIN VOL | 2M | 22K | – |
| ISHARES TR | MSCI USA MMENTM | 459K | 2K | – |
| ISHARES TR | MSCI USA QLT FCT | 1M | 7K | – |
| ISHARES TR | U S EQUITY FACTR | 412K | 7K | – |
| ISHARES TR | US SML CAP EQT | 473K | 8K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 5M | 90K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 19M | 343K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 318K | 6K | – |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 3M | 49K | – |
| KRAFT HEINZ CO | COM | 290K | 9K | – |
| MICROSOFT CORP | COM | 404K | 904 | – |
| PACER FDS TR | PACER US SMALL | 817K | 19K | – |
| PACER FDS TR | US CASH COWS 100 | 1M | 19K | – |
| PACER FDS TR | LUNT LRG CP ALTR | 8M | 226K | – |
| PACER FDS TR | LUNT MDCAP MLT | 568K | 13K | – |
| PACER FDS TR | LUNT LRGCP MULTI | 10M | 209K | – |
| PACER FDS TR | SWAN SOS FD OF | 2M | 58K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 218K | 3K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 628K | 6K | – |
| SHERWIN WILLIAMS CO | COM | 1M | 5K | – |
| STERLING INFRASTRUCTURE INC | COM | 260K | 2K | – |
| VALERO ENERGY CORP | COM | 204K | 1K | – |
| VISA INC | COM CL A | 200K | 763 | – |