ADVYZON INVESTMENT MANAGEMENT, LLC
Adviser information for ADVYZON INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 706 | $137.9M |
| Non-Discretionary | 430 | $69.7M |
| Total | 1,136 | $207.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 28 | $207.6M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-123361 |
|---|---|
| SEC ERA File Number | 801-123361 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 318816 |
| Legal Entity Identifier | None |
Principal Office
4300 COMMERCE COURTSUITE 260
LISLE
IL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 844-340-1898, Fax: None
Chief Compliance Officer
MEGHAN HOLMES
CHIEF OPERATING OFFICER
4300 COMMERCE COURT
SUITE 260
LISLE
IL
United States
Tel:
312-767-3564
M************@************M
(Full email address available in API data)
Regulatory Contact
RITA RHODES
CONSULTANT
2202 PRIMROSE TRAIL
ROCKFORD
IL
United States
Tel:
815-900-2202
R***@*******************M
(Full email address available in API data)
Industry Affiliates
| HUCKSTEP ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ANDREATTA, LEE, C | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2022 | < 5% |
| Huckstep, Brian, Ernest | Individual | – | CHIEF INVESTMENT OFFICER | 01/2022 | < 5% |
| YHLSOFT, INC. | Domestic Entity | – | SHAREHOLDER | 01/2022 | > 75% |
| LI, HAILIN, (NO MIDDLE NAME) | Individual | YHLSOFT, INC. | SHAREHOLDER | 07/2012 | > 75% |
| HOLMES, MEGHAN, ELYSE | Individual | – | CHIEF OPERATING OFFICER | 02/2022 | < 5% |
| HOLMES, MEGHAN, ELYSE | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |