RETIREMENT INCOME STRATEGIES, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Wisconsin, United States

Employees

Total Number of Employees	5
Investment Advisory/Research	2
Registered Broker-Dealer Representatives	2
Registered State Investment Advisers	2
Licensed Agents of an Insurance Company	5
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	848	$117.2M
Non-Discretionary	0	$0
Total	848	$117.2M

Clients

Type	Number	RAUM
Individuals	331	$115.9M
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	17	$1.3M
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation	% of AUMHourly chargesSubscription fees
Other Business Activities	Insurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	24.9M
Portfolio Manager	0
Both for Same	69.2M

Portfolio Manager to Program	Sponsor
RETIREMENT INCOME STRATEGIES WRAP PROGRAM	RETIREMENT INCOME STRATEGIES

Identifiers

SEC RIA File Number	801-123370
SEC ERA File Number	801-123370
SEC CIK Numbers	None
SEC CRD Numbers	318052
Legal Entity Identifier	None

Principal Office

7 EAST MAIN STREET
SUITE 6
EVANSVILLE
WI
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic