TC ADVISORS LTD.
Adviser information for TC ADVISORS LTD. last updated from Form ADV on January 24th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kansas, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 249 | $75.1M |
| Non-Discretionary | 0 | $0 |
| Total | 249 | $75.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 277 | $67.6M |
| HNW Individuals | 29 | $7.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-123372 |
|---|---|
| SEC ERA File Number | 801-123372 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290891 |
| Legal Entity Identifier | None |
Principal Office
110 E. IRON AVE.STE C
SALINA
KS
United States
Monday - Friday, 9:00 A.M.-4:00 P.M. CST
Tel: 785-827-7700, Fax: 785-823-9207
Chief Compliance Officer
ROBERT HAMMAN
PRESIDENT
110 E IRON AVE.
SUITE C
SALINA
KS
United States
Tel:
785-827-7700
Fax:
785-823-9207
B***@*************Z
(Full email address available in API data)
Industry Affiliates
| CHIEF ADVISORS CORP | Other investment adviser, including financial planners |
| FIRST ASSET FINANCIAL INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| HILLTOP SECURITIES INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HAMMAN, JANIS, M | Individual | – | SECRETARY/TREASURER | 10/2017 | 50-75% |
| HAMMAN, ROBERT, LEE | Individual | – | PRESIDENT/CCO | 10/2017 | 25-50% |