RIDGE CAPITAL MANAGEMENT, LLC
Adviser information for RIDGE CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 269 | $131.8M |
| Non-Discretionary | 0 | $0 |
| Total | 269 | $131.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 214 | $36.8M |
| HNW Individuals | 50 | $91.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $3.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 12070000 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-123375 |
|---|---|
| SEC ERA File Number | 801-123375 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 127200 |
| Legal Entity Identifier | None |
Principal Office
5900 WINDWARD PARKWAYSUITE 120
ALPHARETTA
GA
United States
Monday - Friday, 9-5
Tel: 770-516-7747, Fax: 678-672-2792
Chief Compliance Officer
SCOTT ADAMS
PRESIDENT, CHIEF COMPLIANCE OFFICER
5900 WINDWARD PARKWAY
SUITE 120
ALPHARETTA
GA
United States
Tel:
770-516-7747
Fax:
678-672-2792
S****@********M
(Full email address available in API data)
Regulatory Contact
COLLIN ADAMS
CHIEF OPERATING OFFICER
5900 WINDWARD PARKWAY
SUITE 120
ALPHARETTA
GA
United States
Tel:
770-516-7747
Fax:
678-672-2792
C*****@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ADAMS, SCOTT, JOSEPH | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 08/2003 | > 75% |