JOHNSON & SHUTE INVESTMENT ADVISORS, INC.
Adviser information for JOHNSON & SHUTE INVESTMENT ADVISORS, INC. last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
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Fiscal Year End | DECEMBER |
Legal Location | Washington, United States |
Employees
Total Number of Employees | 2 |
---|---|
Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 0 | $0 |
Non-Discretionary | 74 | $108.6M |
Total | 74 | $108.6M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 39 | $16.8M |
HNW Individuals | 34 | $89.9M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $1.9M |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businesses |
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Compensation | % of AUM |
Identifiers
SEC RIA File Number | 801-123376 |
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SEC ERA File Number | 801-123376 |
SEC CIK Numbers | None |
SEC CRD Numbers | 116667 |
Legal Entity Identifier | None |
Principal Office
11130 NE 33RD PLSUITE 102
BELLEVUE
WA
United States
Monday - Friday, 9AM TO 5PM
Tel: 425-827-5755, Fax: 425-827-3322
Chief Compliance Officer
GREGORY RADOVICH
PRESIDENT
11130 NE 33RD PL.
SUITE 102
BELLEVUE
WA
United States
Tel:
425-827-5755
Fax:
425-827-3322
J***@******************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
SHUTE, RODGER, PAUL | Individual | – | VICE PRESIDENT/DIRECTOR OF RESEARCH | 03/1997 | < 5% |
RADOVICH, GREGORY, A. | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 03/1997 | > 75% |