JOHNSON & SHUTE INVESTMENT ADVISORS, INC.

Adviser information for JOHNSON & SHUTE INVESTMENT ADVISORS, INC. last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Washington, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 0 $0
Non-Discretionary 74 $108.6M
Total 74 $108.6M

Clients

Type Number RAUM
Individuals 39 $16.8M
HNW Individuals 34 $89.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $1.9M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-123376
SEC ERA File Number 801-123376
SEC CIK Numbers None
SEC CRD Numbers 116667
Legal Entity Identifier None

Principal Office

11130 NE 33RD PL
SUITE 102
BELLEVUE
WA
United States
Monday - Friday, 9AM TO 5PM
Tel: 425-827-5755, Fax: 425-827-3322

Chief Compliance Officer

GREGORY RADOVICH
PRESIDENT
11130 NE 33RD PL.
SUITE 102
BELLEVUE
WA
United States
Tel: 425-827-5755
Fax: 425-827-3322
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SHUTE, RODGER, PAUL Individual VICE PRESIDENT/DIRECTOR OF RESEARCH 03/1997 < 5%
RADOVICH, GREGORY, A. Individual PRESIDENT/CHIEF COMPLIANCE OFFICER 03/1997 > 75%

No. Employees, Historic

105020222023202420252 on 2/2/20222 on 3/23/20232 on 3/6/2024

RAUM, Historic

200M100M02022202320242025115174333 on 2/2/202298397869 on 3/23/2023108557123 on 3/6/2024

No. Clients, Historic

80400202220232024202580 on 2/2/202278 on 3/23/202374 on 3/6/2024