WINDLE WEALTH
WINDLE WEALTH, LLC Legal Name
Adviser information for WINDLE WEALTH last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oklahoma, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 740 | $159.3M |
| Non-Discretionary | 0 | $0 |
| Total | 740 | $159.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 256 | $46.5M |
| HNW Individuals | 59 | $85.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $153,374 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $26.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
5740 NW 132ND ST.OKLAHOMA CITY
OK
United States
M-T, 8AM TO 5PM AND FRIDAY 8AM - NOON, M-T, 8AM TO 5PM AND FRIDAY 8AM - NOON
Tel: 405-261-5202, Fax: 405-261-5204
Chief Compliance Officer
DONALD R. WINDLE III
WEALTH MANAGER
5740 NW 132ND ST.
OKLAHOMA CITY
OK
United States
Tel:
405-261-5202
D*@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WINDLE, DONALD, RAY | Individual | – | WEALTH MANAGER AND CHIEF COMPLIANCE OFFICER | 03/2014 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 7M | 65K | – |
| ABBVIE INC | COM | 7M | 38K | – |
| ALPHABET INC | CAP STK CL C | 4M | 24K | – |
| ALTRIA GROUP INC | COM | 7M | 149K | – |
| AMAZON COM INC | COM | 2M | 12K | – |
| APPLE INC | COM | 9M | 45K | – |
| AT&T INC | COM | 7M | 370K | – |
| CHEVRON CORP NEW | COM | 6M | 39K | – |
| COCA COLA CO | COM | 7M | 104K | – |
| COINBASE GLOBAL INC | COM CL A | 1M | 7K | – |
| CONSOLIDATED EDISON INC | COM | 6M | 68K | – |
| EXXON MOBIL CORP | COM | 6M | 54K | – |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 728K | 14K | – |
| HOME DEPOT INC | COM | 887K | 3K | – |
| ILLINOIS TOOL WKS INC | COM | 6M | 25K | – |
| JOHNSON & JOHNSON | COM | 6M | 42K | – |
| MCDONALDS CORP | COM | 6M | 23K | – |
| MERCADOLIBRE INC | COM | 1M | 898 | – |
| MICROSOFT CORP | COM | 9M | 20K | – |
| NVIDIA CORPORATION | COM | 10M | 80K | – |
| PALO ALTO NETWORKS INC | COM | 905K | 3K | – |
| PEPSICO INC | COM | 6M | 37K | – |
| PRICE T ROWE GROUP INC | COM | 7M | 57K | – |
| PROCTER AND GAMBLE CO | COM | 7M | 45K | – |
| REALTY INCOME CORP | COM | 6M | 115K | – |
| SOUTHERN CO | COM | 7M | 88K | – |
| UNILEVER PLC | SPON ADR NEW | 7M | 128K | – |
| VERIZON COMMUNICATIONS INC | COM | 6M | 156K | – |
| WELLTOWER INC | COM | 7M | 69K | – |