FARRIS CAPITAL MANAGEMENT INC.
Adviser information for FARRIS CAPITAL MANAGEMENT INC. last updated from Form ADV on January 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 757 | $126.1M |
| Non-Discretionary | 14 | $1.3M |
| Total | 771 | $127.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 314 | $39.9M |
| HNW Individuals | 41 | $87.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-123391 |
|---|---|
| SEC ERA File Number | 801-123391 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169051 |
| Legal Entity Identifier | None |
Principal Office
15400 KNOLL TRAIL DRSTE. 350
DALLAS
TX
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 214-525-2141, Fax: 214-525-2145
Chief Compliance Officer
JUSTIN FARRIS
OWNER
15400 KNOLL TRAIL DR
STE 350
DALLAS
TX
United States
Tel:
214-525-2141
Fax:
214-525-2145
J*****@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FARRIS, JUSTIN, CHILDS | Individual | – | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | 08/2013 | > 75% |