ALTIUM WEALTH MANAGEMENT
HIGHTOWER ALTIUM HOLDING, LLC Legal Name
Adviser information for ALTIUM WEALTH MANAGEMENT last updated from Form ADV on April 5th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 36 |
|---|---|
| Investment Advisory/Research | 22 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 14 |
| Licensed Agents of an Insurance Company | 7 |
| No. of Firms/People that Solicit Clients | 8 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,513 | $2.9B |
| Non-Discretionary | 19 | $38.1M |
| Total | 3,532 | $2.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 478 | $206.5M |
| HNW Individuals | 533 | $2.7B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 19 | $38.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 11 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-123398 |
|---|---|
| SEC ERA File Number | 801-123398 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317691 |
| Legal Entity Identifier | None |
Principal Office
2500 WESTCHESTER AVE.SUITE 210
PURCHASE
NY
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 877-780-0074, Fax: 914-251-0344
Chief Compliance Officer
ROBERT JOSEPH SYPHER
CHIEF OPERATIONS OFFICER
2500 WESTCHESTER AVE.
SUITE 210
PURCHASE
NY
United States
Tel:
877-780-0074
R******@***************M
(Full email address available in API data)
Regulatory Contact
JAMES DOWLING
2500 WESTCHESTER AVE.
SUITE 210
PURCHASE
NY
United States
Tel:
914-825-1000
Fax:
914-251-0344
J*******@***************M
(Full email address available in API data)
Industry Affiliates
| DELTA ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
| DUNCKER STREETT & CO. | Other investment adviser, including financial planners |
| HARVEY INVESTMENT COMPANY, LLC | Other investment adviser, including financial planners |
| HIGHTOWER ADVISORS, LLC | Other investment adviser, including financial planners |
| HIGHTOWER SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| HIGHTOWER TRUST SERVICES LTA | Trust company |
| KANAWHA CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial planners |
| MADISON AVENUE SOLUTIONS, LLC | Other investment adviser, including financial planners |
| THE RIKOON GROUP, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BOYLE, JOHN, THOMAS | Individual | – | PRINCIPAL | 02/2022 | < 5% |
| SYPHER, ROBERT, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER | 02/2022 | < 5% |
| SLATER, GREGORY, ROBERT | Individual | – | CHIEF INVESTMENT OFFICER | 02/2022 | < 5% |
| HIGHTOWER HOLDINGS, LLC | Domestic Entity | – | MEMBER | 02/2022 | > 75% |
| HIGHTOWER INTERMEDIATE, LLC | Domestic Entity | HIGHTOWER HOLDINGS, LLC | MEMBER | 01/2018 | |
| HT HOLDING, LLC | Domestic Entity | HIGHTOWER INTERMEDIATE, LLC | MEMBER | 01/2018 | > 75% |
| BERG, DANIEL, JEREMY | Individual | – | DIRECTOR OF FINANCE | 02/2022 | < 5% |