PRIVATE CAPITAL ASSET MANAGEMENT LLC
Adviser information for PRIVATE CAPITAL ASSET MANAGEMENT LLC last updated from Form ADV on September 15th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | New York, United States |
Employees
Total Number of Employees | 0 |
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Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 0 | $0 |
Non-Discretionary | 0 | $0 |
Total | 0 | $0 |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
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Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
SEC RIA File Number | 801-123413 |
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SEC ERA File Number | 801-123413 |
SEC CIK Numbers | None |
SEC CRD Numbers | 317930 |
Legal Entity Identifier | None |
Principal Office
23 OLD KINGS HIGHWAY SOUTHSUITE 200
DARIEN
CT
United States
Monday - Friday, 9-5
Tel: 203-656-0700, Fax: 203-655-2909
Chief Compliance Officer
ANDREW MCLAUGHLIN
EXECUTIVE VICE PRESIDENT
23 OLD KINGS HIGHWAY SOUTH
SUITE 200
DARIEN
CT
United States
Tel:
(646) 568-4083
Fax:
(646) 219-2674
M*********@*************M
(Full email address available in API data)
Regulatory Contact
MATTHEW C. ANDREWS
PRESIDENT & SECRETARY
23 OLD KINGS HIGHWAY SOUTH
SUITE 200
DARIEN
CT
United States
Tel:
3479674520
Fax:
3479674523
M*******@********************M
(Full email address available in API data)
Industry Affiliates
MORSE ASSET MANAGEMENT, INC. | Other investment adviser, including financial planners |
PRIVATE CAPITAL ADVISORS, INC. | Other investment adviser, including financial planners |
PRIVATE CAPITAL STRATEGIES, LLC | Other investment adviser, including financial planners |
WALL STREET MANAGEMENT CORPORATION | Other investment adviser, including financial planners |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
ANDREWS, MATTHEW, CHASE | Individual | – | CO-PRESIDENT & SECRETARY | 11/2021 | < 5% |
MCLAUGHLIN, IAN, ANDREW | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2022 | < 5% |
MORSE, ROBERT, BRADLEY | Individual | – | PRESIDENT | 11/2021 | < 5% |
MORSE ASSET MANAGEMENT, INC. | Domestic Entity | – | MEMBER | 11/2021 | 50-75% |
TORREGROSSA, ANN, MARGARET | Individual | – | VICE PRESIDENT OF OPERATIONS | 11/2021 | < 5% |
PRIVATE MANAGEMENT AND CONSULTING GROUP, INC | Domestic Entity | – | MEMBER | 11/2021 | 50-75% |
ANDREWS, SUZANNE, CHAMPION | Individual | PRIVATE MANAGEMENT AND CONSULTING GROUP, INC | SHAREHOLDER | 01/1997 | 50-75% |
ANDREWS, ASHLEY, CHASE | Individual | PRIVATE MANAGEMENT AND CONSULTING GROUP, INC | SHAREHOLDER | 01/1997 | 50-75% |
ESTATE OF ROBERT P. MORSE | Domestic Entity | MORSE ASSET MANAGEMENT, INC. | SHAREHOLDER | 05/2019 | 50-75% |
MORSE, SARAH, CUMMINGS | Individual | ESTATE OF ROBERT P. MORSE | EXECUTOR | 05/2019 | > 75% |