REDEMPTION CAPITAL
REDEMPTION CAPITAL PARTNERS, LLC Legal Name
Adviser information for REDEMPTION CAPITAL last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 181 | $54.3M |
| Non-Discretionary | 169 | $66.8M |
| Total | 350 | $121.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 7 | $8.3M |
| HNW Individuals | 76 | $91.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 5 | $5.7M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 9 | $10.1M |
| Charitable organizations | <5 | $5.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 13 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-123416 |
|---|---|
| SEC ERA File Number | 801-123416 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310824 |
| Legal Entity Identifier | None |
Principal Office
800 N MARIENFELDSUITE 101
MIDLAND
TX
United States
Monday - Friday, 9 AM - 5 PM
Tel: 432-236-0866, Fax: None
Websites
Chief Compliance Officer
J. COLE MAXEY
MEMBER
800 N MARIENFELD
SUITE 101
MIDLAND
TX
United States
Tel:
432-236-0866
C***@************M
(Full email address available in API data)
Regulatory Contact
CHAD CLARK
SENIOR PARTNER
800 N MARIENFELD
SUITE 101
MIDLAND
TX
United States
Tel:
432-247-8443
C***@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Clark, Chad, C. | Individual | – | PARTNER & SENIOR ADVISOR | 10/2020 | 50-75% |
| Maxey, John, Cole | Individual | – | CHIEF COMPLIANCE OFFICER, PARTNER, & ADVISER | 10/2020 | 25-50% |