OAK CREST ADVISORY, LLC
Adviser information for OAK CREST ADVISORY, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 337 | $51.7M |
| Non-Discretionary | 0 | $0 |
| Total | 337 | $51.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 134 | $24.1M |
| HNW Individuals | 33 | $27.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 24 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 24 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-123423 |
|---|---|
| SEC ERA File Number | 801-123423 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 304255 |
| Legal Entity Identifier | None |
Principal Office
160 LINDEN OAKSROCHESTER
NY
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 585-507-1681, Fax: None
Websites
Chief Compliance Officer
MICHAEL T. STRONG
MEMBER
160 LINDEN OAKS
ROCHESTER
NY
United States
Tel:
585-507-1681
M******@*******************M
(Full email address available in API data)
Regulatory Contact
GREGORY MULBURY
MANAGING MEMBER
160 LINDEN OAKS
ROCHESTER
NY
United States
Tel:
585-507-1681
G*******@*******************M
(Full email address available in API data)
Industry Affiliates
| BRYAN M. GRAY, CPA P.C. | Accountant or accounting firm |
| STRONG FINANCIAL MANAGEMENT | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MULBURY, GREGORY, PETER | Individual | – | MANAGING MEMBER | 05/2019 | < 5% |
| GRAY, BRYAN, MICHAEL | Individual | – | MEMBER AND DIRECTOR OF FINANCIAL PLANNING | 05/2019 | < 5% |
| STRONG, MICHAEL, THOMAS | Individual | – | MEMBER AND CHIEF COMPLIANCE OFFICER | 11/2020 | < 5% |
| MULBURY CAPITAL ADVISORS, LLC | Domestic Entity | – | MEMBER | 11/2023 | 25-50% |
| STRONG FINANCIAL MANAGEMENT LLC | Domestic Entity | – | MEMBER | 11/2023 | 25-50% |
| BRYAN M. GRAY, CPA PC | Domestic Entity | – | MEMBER | 11/2023 | 25-50% |
| MULBURY, GREGORY, PETER | Individual | MULBURY CAPITAL ADVISORS, LLC | MANAGING MEMBER | 01/2024 | > 75% |
| GRAY, BRYAN, MICHAEL | Individual | BRYAN M. GRAY, CPA PC | MANAGING MEMBER | 01/2024 | > 75% |
| STRONG, MICHAEL, THOMAS | Individual | STRONG FINANCIAL MANAGEMENT LLC | MANAGING MEMBER | 01/2024 | > 75% |