TOGETHER AND/OR TOGETHER PLANNING
MALLINI COMPLETE FINANCIAL PLANNING LLC Legal Name
Adviser information for TOGETHER AND/OR TOGETHER PLANNING last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 492 | $127.9M |
| Non-Discretionary | 8 | $962,638 |
| Total | 500 | $128.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 126 | $28.7M |
| HNW Individuals | 46 | $99.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $405,782 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $725,536 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-123429 |
|---|---|
| SEC ERA File Number | 801-123429 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 175341 |
| Legal Entity Identifier | None |
Principal Office
2631 NW 41ST STREETSUITE E2
GAINESVILLE
FL
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 352-221-9300, Fax: None
Chief Compliance Officer
LIA BERTELSON
MEMBER
2631 NW 41ST STREET
SUITE E2
GAINESVILLE
FL
United States
Tel:
352-221-9300
L*********@*******************M
(Full email address available in API data)
Regulatory Contact
JUDSON MALLINI
MEMBER
2631 NW 41ST STREET
SUITE E2
GAINESVILLE
FL
United States
Tel:
904-476-7758
J*******@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MALLINI, GEORGE, THOMAS | Individual | – | MEMBER | 02/2015 | < 5% |
| BERTELSON, LIA, REGINA | Individual | – | MEMBER/CHIEF COMPLIANCE OFFICER | 02/2015 | 25-50% |
| KNOLL, VIRGINIA, MARIE | Individual | – | MEMBER | 02/2015 | 25-50% |
| MALLINI, JUDSON, THOMAS | Individual | – | MEMBER | 08/2015 | 25-50% |