SNC WEALTH MANAGEMENT LLC
Adviser information for SNC WEALTH MANAGEMENT LLC last updated from Form ADV on June 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 102 | $19.1M |
| Total | 102 | $19.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 102 | $19.1M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 100 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-123432 |
|---|---|
| SEC ERA File Number | 801-123432 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317066 |
| Legal Entity Identifier | None |
Principal Office
3424 SILVERTON AVENUEWANTAGH
NY
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 914 420-2543, Fax: None
Chief Compliance Officer
NICOLE GIANNONE
CHIEF EXECUTIVE OFFICER
3424 SILVERTON AVENUE
WANTAGH
NY
United States
Tel:
914 420-2543
M**************@********M
(Full email address available in API data)
Regulatory Contact
DAVID WASITOWSKI
CONSULTANT
NORTH MAIN ST SUITE 310
SHERIDAN
WY
United States
Tel:
307 751-7122
D**********@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Giannone, Nicole, Ann | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2022 | > 75% |
| Shroff, Abdulaziz | Individual | – | CHIEF EXECUTIVE OFFICER | 02/2022 | < 5% |