Hedge Fund Database

HOXTON PLANNING & MANAGEMENT, LLC

Adviser information for HOXTON PLANNING & MANAGEMENT, LLC last updated from Form ADV on February 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 879 $345.8M
Non-Discretionary 19 $2.6M
Total 898 $348.4M

Clients

Type Number RAUM
Individuals 159 $69.6M
HNW Individuals 103 $274.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $1.3M
Charitable organizations 6 $2.1M
State or municipal gov entities <5 $1.2M
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $154,997
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-123434
SEC ERA File Number 801-123434
SEC CIK Numbers 1954782
SEC CRD Numbers 319087
Legal Entity Identifier None

Principal Office

8530 SHEPHERDSTOWN PIKE
SHEPHERDSTOWN
WV
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 304-876-2619, Fax: None

Websites

www.facebook.com/people/hoxton-planning-management-llc/100085371160597/ linkedin.com/company/hoxtonplanning&management www.hoxtonpm.com www.youtube.com/@lastpaycheck

Chief Compliance Officer

ARCHIBALD ROBINSON HOXTON IV
FOUNDING MEMBER
8530 SHEPHERDSTOWN PIKE
SHEPHERDSTOWN
WV
United States
Tel: 304-876-2619
(Full email address available in API data)

Regulatory Contact

STACY LINDBERG
DIRECTOR OF OPERATIONS
8530 SHEPHERDSTOWN PIKE
SHEPHERDSTOWN
WV
United States
Tel: 304-876-2619
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HOXTON, ARCHIBALD, ROBINSON Individual – CCO, FOUNDING MEMBER 02/2022 50-75%
Hoxton, Archibald, Robinson Individual – MEMBER 04/2023 25-50%

No. Employees, Historic

105020222023202420253 on 2/10/20223 on 3/17/20223 on 6/30/20223 on 12/1/20224 on 3/23/20233 on 11/1/20234 on 2/20/2024

RAUM, Historic

400M200M020222023202420250 on 2/10/20220 on 3/17/2022297579712 on 6/30/2022297579712 on 12/1/2022306891911 on 3/23/2023306891911 on 11/1/2023348428454 on 2/20/2024

No. Clients, Historic

300150020222023202420250 on 2/10/20220 on 3/17/2022281 on 6/30/2022281 on 12/1/2022279 on 3/23/2023279 on 11/1/2023268 on 2/20/2024

Holdings

From latest 13F, filed July 18th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 256K 1K –
ACCENTURE PLC IRELAND SHS CLASS A 413K 1K –
ADVANCED MICRO DEVICES INC COM 517K 3K –
ALPHABET INC CAP STK CL C 677K 4K –
ALPHABET INC CAP STK CL A 2M 9K –
AMAZON COM INC COM 2M 11K –
AMCOR PLC ORD 141K 14K –
AMERICAN CENTY ETF TR AVANTIS EMGMKT 845K 14K –
AMERICAN EXPRESS CO COM 286K 1K –
AMGEN INC COM 230K 736 –
APPLE INC COM 5M 26K –
APPLIED MATLS INC COM 464K 2K –
ASML HOLDING N V N Y REGISTRY SHS 277K 271 –
ASTRAZENECA PLC SPONSORED ADR 208K 3K –
AT&T INC COM 306K 16K –
AUTOMATIC DATA PROCESSING IN COM 670K 3K –
AVANGRID INC COM 268K 8K –
BANCO SANTANDER S.A. ADR 58K 13K –
BANK AMERICA CORP COM 240K 6K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 733K 2K –
BEST BUY INC COM 283K 3K –
BLACKROCK ETF TRUST US EQT FACTOR 4M 91K –
BLACKROCK ETF TRUST US CARBON TRANS 365K 6K –
BLACKROCK ETF TRUST II FLEXIBLE INCOME 1M 22K –
BLACKROCK INC COM 662K 841 –
BLACKSTONE INC COM 216K 2K –
BROADCOM INC COM 944K 588 –
CAL MAINE FOODS INC COM NEW 244K 4K –
CHEVRON CORP NEW COM 234K 1K –
CISCO SYS INC COM 301K 6K –
COCA COLA CO COM 311K 5K –
COMCAST CORP NEW CL A 209K 5K –
COSTCO WHSL CORP NEW COM 1M 2K –
CVS HEALTH CORP COM 234K 4K –
DBX ETF TR XTRACK MSCI EAFE 395K 10K –
ELI LILLY & CO COM 1M 1K –
EQUITY LIFESTYLE PPTYS INC COM 2M 34K –
EXXON MOBIL CORP COM 822K 7K –
FIDELITY COVINGTON TRUST QLTY FCTOR ETF 413K 7K –
FIDELITY COVINGTON TRUST MOMENTUM FACTR 531K 8K –
FIDELITY COVINGTON TRUST VLU FACTOR ETF 500K 9K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 729K 16K –
FIDELITY MERRIMACK STR TR CORP BOND ETF 1M 22K –
GALLAGHER ARTHUR J & CO COM 403K 2K –
GARMIN LTD SHS 250K 2K –
GENERAL DYNAMICS CORP COM 366K 1K –
GILEAD SCIENCES INC COM 233K 3K –
HALEON PLC SPON ADS 119K 14K –
HOME DEPOT INC COM 612K 2K –
HONEYWELL INTL INC COM 221K 1K –
INTEL CORP COM 201K 6K –
INTERNATIONAL BUSINESS MACHS COM 854K 5K –
INTUIT COM 826K 1K –
INTUITIVE SURGICAL INC COM NEW 238K 534 –
INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 676K 26K –
ISHARES INC CORE MSCI EMKT 2M 34K –
ISHARES INC MSCI EMRG CHN 1M 22K –
ISHARES TR US INFRASTRUC 497K 12K –
ISHARES TR ESG AWR US AGRGT 241K 5K –
ISHARES TR ESG AWR MSCI USA 767K 6K –
ISHARES TR ESG AWRE USD ETF 269K 12K –
ISHARES TR INVESTMENT GRADE 215K 5K –
ISHARES TR CORE MSCI EURO 301K 5K –
ISHARES TR CORE TOTAL USD 15M 338K –
ISHARES TR MSCI INTL VLU FT 433K 16K –
ISHARES TR CORE INTL AGGR 269K 5K –
ISHARES TR CORE MSCI TOTAL 397K 6K –
ISHARES TR CORE MSCI EAFE 901K 12K –
ISHARES TR CORE 1 5 YR USD 6M 129K –
ISHARES TR GNMA BOND ETF 360K 8K –
ISHARES TR MSCI USA QLT FCT 5M 26K –
ISHARES TR 0-5YR INVT GR CP 549K 11K –
ISHARES TR HDG MSCI EAFE 848K 24K –
ISHARES TR US TREAS BD ETF 851K 38K –
ISHARES TR CMBS ETF 365K 8K –
ISHARES TR EAFE VALUE ETF 1M 23K –
ISHARES TR EAFE GRWTH ETF 6M 54K –
ISHARES TR MSCI USA ESG SLC 218K 2K –
ISHARES TR CORE S&P TTL STK 2M 14K –
ISHARES TR ISHS 1-5YR INVS 298K 6K –
ISHARES TR 10-20 YR TRS ETF 254K 2K –
ISHARES TR MSCI KLD400 SOC 275K 3K –
ISHARES TR MSCI ACWI ETF 378K 3K –
ISHARES TR MBS ETF 3M 29K –
ISHARES TR JPMORGAN USD EMG 409K 5K –
ISHARES TR ISHS 5-10YR INVT 587K 11K –
ISHARES TR GLB INFRASTR ETF 291K 6K –
ISHARES TR CORE US AGGBD ET 3M 26K –
ISHARES TR MSCI EMG MKT ETF 1M 32K –
ISHARES TR S&P 100 ETF 986K 4K –
ISHARES TR 20 YR TR BD ETF 2M 23K –
ISHARES TR RUS MID CAP ETF 6M 74K –
ISHARES TR U.S. TECH ETF 2M 15K –
ISHARES TR RUS 2000 GRW ETF 899K 3K –
ISHARES TR EUROPE ETF 534K 10K –
ISHARES TR CORE S&P MCP ETF 673K 12K –
ISHARES TR CORE S&P SCP ETF 577K 5K –
ISHARES TR S&P 500 VAL ETF 3M 15K –
ISHARES TR CORE S&P500 ETF 46M 85K –
ISHARES TR S&P 500 GRWT ETF 6M 60K –
ISHARES TR RUS 1000 ETF 2M 6K –
ISHARES TR RUS 2000 VAL ETF 768K 5K –
ISHARES TR CORE S&P US VLU 603K 7K –
ISHARES TR CORE S&P US GWT 651K 5K –
ISHARES TR ESG MSCI USA ETF 216K 5K –
JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 238K 4K –
JOHNSON & JOHNSON COM 364K 2K –
JPMORGAN CHASE & CO. COM 601K 3K –
KINDER MORGAN INC DEL COM 341K 17K –
LAM RESEARCH CORP COM 449K 422 –
LINDE PLC SHS 362K 824 –
LLOYDS BANKING GROUP PLC SPONSORED ADR 64K 24K –
LYONDELLBASELL INDUSTRIES N SHS - A - 276K 3K –
MASTERCARD INCORPORATED CL A 717K 2K –
MEDICAL PPTYS TRUST INC COM 191K 44K –
MERCK & CO INC COM 527K 4K –
META PLATFORMS INC CL A 2M 3K –
MICROSOFT CORP COM 4M 10K –
NASDAQ INC COM 375K 6K –
NETFLIX INC COM 698K 1K –
NIKE INC CL B 322K 4K –
NOVO-NORDISK A S ADR 514K 4K –
NVIDIA CORPORATION COM 8M 66K –
ONEOK INC NEW COM 320K 4K –
ORACLE CORP COM 463K 3K –
PEPSICO INC COM 258K 2K –
PFIZER INC COM 723K 26K –
PIMCO ETF TR 25YR+ ZERO U S 304K 4K –
PIMCO ETF TR 0-5 HIGH YIELD 1M 15K –
PROCTER AND GAMBLE CO COM 341K 2K –
QUALCOMM INC COM 732K 4K –
REPUBLIC SVCS INC COM 531K 3K –
RTX CORPORATION COM 239K 2K –
S&P GLOBAL INC COM 663K 1K –
SAP SE SPON ADR 263K 1K –
SCHWAB STRATEGIC TR US AGGREGATE B 2M 45K –
SCHWAB STRATEGIC TR US TIPS ETF 4M 82K –
SPDR DOW JONES INDL AVERAGE UT SER 1 508K 1K –
SPDR SER TR SPDR S&P 500 ETF 218K 5K –
STERIS PLC SHS USD 346K 2K –
STRYKER CORPORATION COM 656K 2K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 227K 1K –
TARGET CORP COM 213K 1K –
TESLA INC COM 632K 3K –
TRACTOR SUPPLY CO COM 561K 2K –
TRUIST FINL CORP COM 386K 10K –
UNION PAC CORP COM 565K 2K –
UNITEDHEALTH GROUP INC COM 589K 1K –
US BANCORP DEL COM NEW 249K 6K –
VANGUARD INDEX FDS TOTAL STK MKT 780K 3K –
VANGUARD INDEX FDS S&P 500 ETF SHS 5M 10K –
VANGUARD INDEX FDS GROWTH ETF 1M 3K –
VANGUARD INDEX FDS VALUE ETF 1M 8K –
VANGUARD INDEX FDS SM CP VAL ETF 562K 3K –
VANGUARD STAR FDS VG TL INTL STK F 477K 8K –
VERIZON COMMUNICATIONS INC COM 975K 24K –
VISA INC COM CL A 454K 2K –
WALMART INC COM 332K 5K –