AZIMUTH CAPITAL MANAGEMENT
AZIMUTH CAPITAL INVESTMENT MANAGEMENT LLC Legal Name
Adviser information for AZIMUTH CAPITAL MANAGEMENT last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 23 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,531 | $3.1B |
| Non-Discretionary | 6 | $240.8M |
| Total | 1,537 | $3.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 54 | $36.3M |
| HNW Individuals | 316 | $3.0B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 7 | $28.5M |
| Charitable organizations | 16 | $244.0M |
| State or municipal gov entities | <5 | $29.3M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $43.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)CREDIT, CASH MANAGEMENT, AND INSURANCE SOLUTIONS |
|---|---|
| Compensation | % of AUMFixed feesREVENUE SHARING WITH FRS (OUR AFFILIATE), UPTIQ AND FLOURISH |
| Other Business Activities | CREDIT, CASH MANAGEMENT, AND INSURANCE SOLUTIONS |
Principal Office
200 EAST LONG LAKE ROADSUITE 160
BLOOMFIELD HILLS
MI
United States
Monday - Friday, 8:30 AM - 5:30 PM
Tel: 248-433-4000, Fax: 283-433-4001
Chief Compliance Officer
DANIEL J. MCENROE
SENIOR MANAGING DIRECTOR
200 EAST LONG LAKE ROAD
SUITE 160
BLOOMFIELD HILLS
MI
United States
Tel:
248-433-4000
C**@*************M
(Full email address available in API data)
Industry Affiliates
| FOCUS RISK SOLUTIONS | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FOCUS OPERATING, LLC | Domestic Entity | – | MEMBER (MANAGER) | 04/2022 | > 75% |
| FOCUS FINANCIAL PARTNERS, LLC | Domestic Entity | FOCUS OPERATING, LLC | MEMBER | 01/2007 | > 75% |
| FOCUS FINANCIAL PARTNERS INC. | Domestic Entity | FOCUS FINANCIAL PARTNERS, LLC | MEMBER | 07/2018 | > 75% |
| MCENROE, DANIEL, JAMES | Individual | – | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | 04/2022 | < 5% |
| HADDAD, TED, N | Individual | – | SENIOR MANAGING DIRECTOR | 04/2022 | < 5% |
| HEWLETT, JANET, MARIE | Individual | – | SENIOR MANAGING DIRECTOR | 04/2022 | < 5% |
| RAGHEB, PAUL, IAN | Individual | – | SENIOR MANAGING DIRECTOR | 04/2022 | < 5% |
| VAN FAUSSIEN, MARK, EDWARD | Individual | – | SENIOR MANAGING DIRECTOR | 04/2022 | < 5% |
| GOUGH, WILLIAM, CHARLES | Individual | – | SENIOR MANAGING DIRECTOR | 04/2022 | < 5% |
| FERDINAND FFP ACQUISITION, LLC | Domestic Entity | FOCUS FINANCIAL PARTNERS INC. | SHAREHOLDER, CLASS A COMMON STOCK | 08/2023 | > 75% |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | Domestic Entity | FOCUS FINANCIAL PARTNERS INC. | SHAREHOLDER, CLASS B COMMON STOCK | 08/2023 | > 75% |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | Domestic Entity | FERDINAND FFP ACQUISITION, LLC | MEMBER | 08/2023 | > 75% |
| FERDINAND FFP PARENT, INC. | Domestic Entity | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | MEMBER | 08/2023 | > 75% |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | Domestic Entity | FERDINAND FFP PARENT, INC. | SHAREHOLDER | 08/2023 | > 75% |
| CD&R FERDINAND HOLDINGS, L.P. | Domestic Entity | FERDINAND FFP ULTIMATE HOLDINGS, LP | PARTNER | 08/2023 | 50-75% |
| CD&R FERDINAND CO-INVESTOR, L.P. | Foreign Entity | CD&R FERDINAND HOLDINGS, L.P. | PARTNER | 08/2023 | 25-50% |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | Foreign Entity | CD&R FERDINAND HOLDINGS, L.P. | PARTNER | 08/2023 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 1/100 Berkshire CLA 100=1 BRK | COM | 2M | 300 | – |
| 3M Co | COM | 7M | 70K | – |
| ASML Holdings NV NY Reg Shares | COM | 14M | 14K | – |
| AT&T Inc | COM | 4M | 206K | – |
| AbbVie Inc | COM | 17M | 100K | – |
| Abbott Labs | COM | 7M | 68K | – |
| Accenture LTD Cl A | COM | 10M | 32K | – |
| Adobe Systems Inc | COM | 1M | 2K | – |
| Advanced Micro Devices | COM | 9M | 54K | – |
| Aflac Inc | COM | 4M | 49K | – |
| Agilent Technologies | COM | 8M | 60K | – |
| Air Products & Chem | COM | 3M | 13K | – |
| Airbnb Inc Cl A | COM | 2M | 10K | – |
| Airbus SE | COM | 9M | 275K | – |
| Allstate Corp | COM | 750K | 5K | – |
| Alphabet Inc Cl A | COM | 53M | 294K | – |
| Alphabet Inc Cl C | COM | 3M | 15K | – |
| Altria Group Inc | COM | 361K | 8K | – |
| Amazon.com Inc | COM | 43M | 220K | – |
| American Express | COM | 3M | 12K | – |
| Amgen Inc | COM | 8M | 24K | – |
| Amphenol Corp Cl A | COM | 37M | 550K | – |
| Analog Devices | COM | 741K | 3K | – |
| Apple Computer Inc | COM | 81M | 386K | – |
| Applied Materials Inc | COM | 4M | 16K | – |
| Atlassian Corp PLC | COM | 7M | 38K | – |
| Automatic Data Proc | COM | 10M | 42K | – |
| Avery Dennison Corp | COM | 664K | 3K | – |
| Axon Enterprise Inc | COM | 24M | 81K | – |
| BP PLC ADR | COM | 2M | 61K | – |
| Bank of America | COM | 7M | 170K | – |
| Bank of NY Mellon | COM | 19M | 318K | – |
| Baxter Int'l Inc | COM | 284K | 9K | – |
| Becton Dickinson | COM | 239K | 1K | – |
| Berkshire Hathaway Cl B | COM | 6M | 15K | – |
| Best Buy Co | COM | 2M | 28K | – |
| BlackRock, Inc | COM | 26M | 33K | – |
| Blackstone Group Inc | COM | 978K | 8K | – |
| Boeing Co | COM | 12M | 68K | – |
| Booz Allen Hamilton Cl A | COM | 30M | 192K | – |
| Boston Scientific Co | COM | 275K | 4K | – |
| Bristol-Myers Squibb | COM | 5M | 113K | – |
| Broadcom Inc | COM | 41M | 26K | – |
| Brookfield Asset Mgmt Cl A | COM | 7M | 194K | – |
| CDW Corp | COM | 18M | 81K | – |
| CME Group Inc | COM | 6M | 30K | – |
| CMS Energy Corp | COM | 694K | 12K | – |
| Cameco Corp | COM | 257K | 5K | – |
| Canadian Nat'l Railway | COM | 4M | 36K | – |
| Capgemini | COM | 4M | 102K | – |
| Cardinal Health | COM | 1M | 15K | – |
| Carrier Global Corp | COM | 451K | 7K | – |
| Casey's General Stores | COM | 13M | 34K | – |
| Caterpillar Inc | COM | 4M | 12K | – |
| Charles Schwab Corp | COM | 267K | 4K | – |
| Check Point Software | COM | 5M | 31K | – |
| Chevron Corp | COM | 12M | 80K | – |
| Chipotle Mexican Grill | COM | 21M | 330K | – |
| Chubb Ltd | COM | 23M | 88K | – |
| Cincinnati Financial Corp | COM | 475K | 4K | – |
| Cisco Systems Inc | COM | 8M | 167K | – |
| Clorox Co | COM | 5M | 35K | – |
| CoStar Group Inc | COM | 9M | 124K | – |
| Coca-Cola Co | COM | 8M | 130K | – |
| Cogent Communications Hldgs In | COM | 3M | 52K | – |
| Colgate-Palmolive Co | COM | 5M | 52K | – |
| Comcast Corp Cl A | COM | 8M | 205K | – |
| Comerica Inc | COM | 2M | 35K | – |
| ConocoPhillips | COM | 2M | 15K | – |
| Consolidated Edison | COM | 425K | 5K | – |
| Constellation Brands Inc Cl A | COM | 16M | 63K | – |
| Constellation Energy Corp | COM | 265K | 1K | – |
| Corning Inc | COM | 249K | 6K | – |
| Corpay Inc | COM | 10M | 37K | – |
| Corteva Inc | COM | 7M | 127K | – |
| Costco Wholesale | COM | 28M | 33K | – |
| CrowdStrike Holdings Inc | COM | 21M | 54K | – |
| DBS Group | COM | 5M | 47K | – |
| DT Midstream Inc | COM | 293K | 4K | – |
| DTE Energy Co | COM | 826K | 7K | – |
| Daiichi Sankyo Co LTD Spon ADR | COM | 8M | 226K | – |
| Danaher Corp | COM | 417K | 2K | – |
| Dassault Systems SA | COM | 4M | 103K | – |
| Deere & Co | COM | 2M | 6K | – |
| Delta Air Lines Inc | COM | 270K | 6K | – |
| Dexcom Inc | COM | 18M | 156K | – |
| Dominion Energy Inc | COM | 906K | 18K | – |
| Donaldson Co Inc | COM | 415K | 6K | – |
| Dow Inc | COM | 5M | 100K | – |
| DuPont de Nemours Inc | COM | 1M | 13K | – |
| Duke Energy Corp | COM | 9M | 87K | – |
| Eaton Corp PLC | COM | 1M | 4K | – |
| Ecolab Inc | COM | 6M | 24K | – |
| Eli Lilly & Co | COM | 40M | 44K | – |
| Emerson Electric Co | COM | 8M | 75K | – |
| Enbridge Inc | COM | 522K | 15K | – |
| Esperion Therapeutics | COM | 49K | 22K | – |
| Essex Property Trust Inc | COM | 327K | 1K | – |
| Exelon Corp | COM | 461K | 13K | – |
| Expeditors Int'l of WA | COM | 268K | 2K | – |
| Experian PLC | COM | 7M | 154K | – |
| Exxon Mobil Corp | COM | 24M | 209K | – |
| Fastenal Co | COM | 16M | 247K | – |
| FedEx Corp | COM | 800K | 3K | – |
| Fiserv Inc | COM | 17M | 112K | – |
| Flutter Entertainment | COM | 212K | 1K | – |
| Ford Motor Co | COM | 2M | 165K | – |
| Fortinet | COM | 416K | 7K | – |
| GE Aerospace | COM | 1M | 7K | – |
| GE Vernova Inc | COM | 352K | 2K | – |
| Garmin Ltd | COM | 251K | 2K | – |
| General Dynamics | COM | 32M | 110K | – |
| General Mills Inc | COM | 369K | 6K | – |
| Gentex Corp | COM | 3M | 89K | – |
| Genuine Parts Co | COM | 698K | 5K | – |
| Gilead Sciences Inc | COM | 8M | 110K | – |
| GlaxoSmithKline ADR | COM | 264K | 7K | – |
| Global Pmts Inc | COM | 7M | 71K | – |
| Globant SA | COM | 12M | 66K | – |
| Globus Medical Inc | COM | 719K | 10K | – |
| Goldman Sachs Grp | COM | 702K | 2K | – |
| Grainger W.W. Inc | COM | 857K | 950 | – |
| HDFC Bank Ltd ADR | COM | 4M | 68K | – |
| HEICO Corp | COM | 22M | 99K | – |
| Hershey Co | COM | 3M | 14K | – |
| Home Depot Inc | COM | 16M | 46K | – |
| Honeywell Int'l Inc | COM | 3M | 14K | – |
| Huntington Bancshares | COM | 557K | 42K | – |
| IBM | COM | 20M | 115K | – |
| IDEXX Laboratories Inc | COM | 9M | 18K | – |
| Icon PLC | COM | 9M | 29K | – |
| Illinois Tool Works | COM | 837K | 4K | – |
| Ingredion Inc | COM | 869K | 8K | – |
| Intel Corp | COM | 7M | 225K | – |
| Intercontinental Hotels ADR | COM | 318K | 3K | – |
| IntercontinentalExchange | COM | 9M | 69K | – |
| Intuit Inc | COM | 11M | 17K | – |
| Intuitive Surgical Inc | COM | 21M | 47K | – |
| Invesco S&P 500 Eq Wt ETF | COM | 4M | 23K | – |
| Invesco Van Kampen Muni.Op.Tr | COM | 0 | 44K | – |
| Iron Mountain Inc | COM | 7M | 79K | – |
| JP Morgan Chase & Co | COM | 23M | 115K | – |
| Japan Index (ETF) | COM | 12M | 180K | – |
| Johnson & Johnson | COM | 15M | 102K | – |
| Kimberly-Clark Corp | COM | 6M | 44K | – |
| Kinder Morgan Inc | COM | 9M | 443K | – |
| Kraft Heinz Co | COM | 320K | 10K | – |
| Lamb Weston Holdings | COM | 284K | 3K | – |
| Linde PLC F | COM | 12M | 28K | – |
| Lockheed Martin | COM | 5M | 10K | – |
| London Stock Exchange | COM | 4M | 135K | – |
| Lowe's Companies | COM | 933K | 4K | – |
| Lululemon Athletica Inc | COM | 6M | 21K | – |
| MSC Industrial Direct Co-A | COM | 3M | 32K | – |
| MSCI Inc | COM | 10M | 20K | – |
| MTU Aero Engines AG | COM | 5M | 42K | – |
| Magna Int'l Cl A | COM | 3M | 78K | – |
| Marathon Petroleum Corp | COM | 690K | 4K | – |
| Marsh & McLennan | COM | 11M | 54K | – |
| Martin Marietta Materials | COM | 23M | 43K | – |
| Mastercard Inc-A | COM | 18M | 40K | – |
| McCormick & Co | COM | 311K | 4K | – |
| McDonald's Corp | COM | 8M | 33K | – |
| Medtronic PLC | COM | 6M | 80K | – |
| MercadoLibre Inc | COM | 9M | 5K | – |
| Mercantile Bank Corp | COM | 373K | 9K | – |
| Merck & Co Inc | COM | 54M | 439K | – |
| Meta Platforms | COM | 34M | 68K | – |
| Microchip Technology | COM | 1M | 14K | – |
| Microsoft Corp | COM | 96M | 215K | – |
| Mondelez Int'l Inc | COM | 11M | 175K | – |
| Monolithic Power Sys Inc | COM | 33M | 40K | – |
| Motorola Solutions | COM | 1M | 4K | – |
| NICE Systems Ltd | COM | 7M | 38K | – |
| NVIDIA Corp | COM | 100M | 806K | – |
| Neogen Corp | COM | 2M | 145K | – |
| Nestle SA ADR | COM | 3M | 33K | – |
| Neurocrine Biosciences | COM | 9M | 66K | – |
| Newmont Corp | COM | 322K | 8K | – |
| NextEra Energy | COM | 2M | 25K | – |
| Nike Inc | COM | 457K | 6K | – |
| Nordson Corporation | COM | 2M | 10K | – |
| Oracle Corp | COM | 3M | 20K | – |
| Otis Worldwide Corp | COM | 341K | 4K | – |
| PNC Financial | COM | 3M | 19K | – |
| PPG Industries Inc | COM | 735K | 6K | – |
| Palantir Tech Inc-A | COM | 279K | 11K | – |
| Palo Alto Networks | COM | 12M | 35K | – |
| Parker Hannifin Corp | COM | 572K | 1K | – |
| PayPal Holdings Inc | COM | 508K | 9K | – |
| Paychex Inc | COM | 6M | 52K | – |
| Pentair Plc | COM | 263K | 3K | – |
| Penumbra Inc | COM | 11M | 61K | – |
| Pepsico Inc | COM | 31M | 186K | – |
| Pfizer Inc | COM | 13M | 477K | – |
| Philip Morris Int'l | COM | 635K | 6K | – |
| Phillips 66 | COM | 318K | 2K | – |
| Pinnacle West Cap Corp | COM | 2M | 23K | – |
| Principal Financial Group | COM | 5M | 64K | – |
| ProShares S&P 500 Div Aristocr | COM | 488K | 5K | – |
| Procter & Gamble Co | COM | 13M | 77K | – |
| Progressive Corp | COM | 1M | 6K | – |
| Public Storage REIT | COM | 3M | 9K | – |
| Qualcomm Inc | COM | 2M | 10K | – |
| RPM Int'l Inc | COM | 770K | 7K | – |
| RTX Corp | COM | 6M | 57K | – |
| Realty Income Corp | COM | 2M | 45K | – |
| Reins Grp of America | COM | 12M | 56K | – |
| Republic Services | COM | 24M | 125K | – |
| ResMed Inc | COM | 12M | 65K | – |
| Rockwell Automation | COM | 6M | 23K | – |
| Roper Industries Inc | COM | 10M | 18K | – |
| Ross Stores | COM | 20M | 137K | – |
| S&P Global Inc | COM | 346K | 775 | – |
| SPDR Gold Trust | COM | 393K | 2K | – |
| SPDR S&P 500 ETF Trust | COM | 501K | 920 | – |
| SPDR S&P 600 Small Cap Value E | COM | 262K | 3K | – |
| STERIS Plc | COM | 325K | 1K | – |
| Salesforce.com | COM | 11M | 43K | – |
| Schlumberger Ltd | COM | 18M | 379K | – |
| ServiceNow, Inc | COM | 28M | 35K | – |
| Shell PLC Fun Spon ADR | COM | 5M | 68K | – |
| Sherwin Williams | COM | 19M | 65K | – |
| Shyft Group Inc. | COM | 302K | 26K | – |
| Snap-On Inc | COM | 494K | 2K | – |
| Southern Co | COM | 8M | 97K | – |
| Stanley Black & Decker Inc | COM | 294K | 4K | – |
| Starbucks Corp | COM | 10M | 135K | – |
| State Street Corp | COM | 8M | 104K | – |
| Stryker Corp | COM | 32M | 95K | – |
| Sysco Corp | COM | 1M | 15K | – |
| TELUS Corp | COM | 3M | 186K | – |
| TJX Companies | COM | 5M | 47K | – |
| Taiwan Semiconductor | COM | 17M | 97K | – |
| Target Corp | COM | 9M | 62K | – |
| Techtronic INDS LTD SP ADR | COM | 8M | 138K | – |
| Tencent Holdings LTD-UNS ADR | COM | 10M | 214K | – |
| Terreno Realty Corp | COM | 10M | 164K | – |
| Tesla Inc | COM | 325K | 2K | – |
| Texas Instruments | COM | 7M | 36K | – |
| The Toro Co | COM | 2M | 21K | – |
| The Trade Desk Inc Cl A | COM | 10M | 103K | – |
| Thermo Fisher Sci Inc | COM | 2M | 3K | – |
| Travelers Company Inc | COM | 3M | 12K | – |
| Tyler Technologies Inc | COM | 19M | 37K | – |
| Unilever PLC Spons ADR | COM | 205K | 4K | – |
| Union Pacific Corp | COM | 18M | 78K | – |
| United Health Group | COM | 18M | 35K | – |
| United Parcel Service | COM | 3M | 25K | – |
| VF Corp | COM | 489K | 36K | – |
| Valero Energy Corp | COM | 483K | 3K | – |
| VanEck Vectors Gold Miners ETF | COM | 210K | 6K | – |
| Vanguard ESG Internat'l Stock | COM | 203K | 4K | – |
| Vanguard Emerg Mkt | COM | 292K | 7K | – |
| Vanguard S&P 500 ETF | COM | 856K | 2K | – |
| Vanguard Small Cap ETF | COM | 241K | 1K | – |
| Vanguard Total Intl Stk ETF | COM | 3M | 50K | – |
| Vanguard US Tot Mkt ETF | COM | 10M | 36K | – |
| Vanguard Value ETF | COM | 677K | 4K | – |
| Veeva Systems Inc | COM | 7M | 37K | – |
| Verizon Comm Inc | COM | 9M | 216K | – |
| Vertex Pharmaceuticals | COM | 10M | 22K | – |
| Visa Inc Cl A | COM | 32M | 123K | – |
| WEC Energy Group Inc | COM | 6M | 82K | – |
| Wal-Mart De Mexico SA Spon ADR | COM | 6M | 171K | – |
| Walgreens Boots Alliance Inc | COM | 507K | 42K | – |
| Wallbridge Mining Co Ltd | COM | 621 | 10K | – |
| Walmart Inc | COM | 21M | 315K | – |
| Walt Disney Co | COM | 11M | 107K | – |
| Waste Management Inc | COM | 277K | 1K | – |
| Wells Fargo & Co | COM | 2M | 36K | – |
| Welltower Inc | COM | 6M | 61K | – |
| West Pharmaceutical Services | COM | 10M | 30K | – |
| Weyerhaeuser Co | COM | 6M | 203K | – |
| WisdomTree Europe Hedged Eq Fu | COM | 8M | 184K | – |
| Workday Inc Cl A | COM | 9M | 42K | – |
| Xylem Inc | COM | 19M | 139K | – |
| Yum! Brands Inc | COM | 644K | 5K | – |
| Zoetis Inc | COM | 11M | 64K | – |
| Zscaler Inc | COM | 211K | 1K | – |
| iShares DJ Select DVD Index | COM | 202K | 2K | – |
| iShares Gold Trust | COM | 748K | 17K | – |
| iShares MSCI EAFE | COM | 4M | 52K | – |
| iShares MSCI EU Financial | COM | 12M | 534K | – |
| iShares MSCI Emerging Mkts | COM | 7M | 164K | – |
| iShares S&P 500 Growth | COM | 721K | 8K | – |
| iShares S&P 500 Val | COM | 932K | 5K | – |
| iShares S&P MidCap 400 | COM | 2M | 35K | – |
| iShares S&P Smallcap 600 | COM | 268K | 3K | – |
| iShares S&P Smallcap 600 Growt | COM | 7M | 51K | – |
| iShares S&P Smallcap 600 Value | COM | 5M | 50K | – |
| iShares Trust S&P 500 | COM | 603K | 1K | – |
| iShares-Russell 1000 | COM | 680K | 2K | – |
| iShares-Russell 1000 Growth | COM | 6M | 15K | – |
| iShares-Russell 1000 Value | COM | 4M | 23K | – |
| iShares-Russell 2000 | COM | 2M | 10K | – |
| 1-3yr Treasury Bond ETF | ETF | 570K | 7K | – |
| Intermediate Gov/Credit ETF | ETF | 1M | 10K | – |
| SPDR Barclays Capital HY | ETF | 209K | 2K | – |
| Vanguard Intermediate-Term Cor | ETF | 463K | 6K | – |
| Vanguard Short-Term Corp Bond | ETF | 213K | 3K | – |
| Vanguard Total Bond Market ETF | ETF | 6M | 85K | – |
| iShares Broad USD Inv Grade C | ETF | 223K | 4K | – |
| iShares S&P PFD Stock Fund | ETF | 551K | 17K | – |