BARRON FINANCIAL GROUP, LLP
Adviser information for BARRON FINANCIAL GROUP, LLP last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 360 | $127.7M |
| Non-Discretionary | 86 | $3.9M |
| Total | 446 | $131.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 128 | $42.9M |
| HNW Individuals | 48 | $88.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 2 | $540,094 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-123451 |
|---|---|
| SEC ERA File Number | 801-123451 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 140504 |
| Legal Entity Identifier | None |
Principal Office
103 ALBERT STREETTORRINGTON
CT
United States
Monday - Friday, 9:00 AM TO 4:00 PM
Tel: 860.489.0432, Fax: 860.499.4766
Chief Compliance Officer
SANDRA L. THIBAULT
PARTNER
103 ALBERT STREET
TORRINGTON
CT
United States
Tel:
860.489.0432
Fax:
860.499.4766
S********@***********************M
(Full email address available in API data)
Regulatory Contact
JAMES A. THIBAULT
MANAGING PARTNER
103 ALBERT STREET
TORRINGTON
CT
United States
Tel:
860.489.0432
Fax:
860.499.4766
J********@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THIBAULT, JAMES, ALFRED | Individual | – | MANAGING PARTNER | 03/2006 | 50-75% |
| THIBAULT, SANDRA, LYNN | Individual | – | PARTNER & CHIEF COMPLIANCE OFFICER | 03/2011 | 5-10% |
| SEAGRAVE, JOHN, EDWARD | Individual | – | PARTNER | 11/2022 | 25-50% |