IA NETWORK, LLC
Adviser information for IA NETWORK, LLC last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 539 | $160.6M |
| Non-Discretionary | 3 | $644,981 |
| Total | 542 | $161.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 183 | $49.1M |
| HNW Individuals | 54 | $109.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $2.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $78,996 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-123452 |
|---|---|
| SEC ERA File Number | 801-123452 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 319096 |
| Legal Entity Identifier | None |
Principal Office
7401 CARMEL EXECUTIVE PARK DRIVESUITE 115
CHARLOTTE
NC
United States
Monday - Friday, 9:00 TO 5:00 (ET)
Tel: 704-272-1211, Fax: None
Websites
www.facebook.com/uptownpartnersadvisory/
www.uptownpartners.com/
www.instagram.com/uptown_partners_advisory/
www.linkedin.com/in/schaffrobert/
www.linkedin.com/company/uptownpartnersadvisory
www.stockhamfinancial.com/
www.facebook.com/stockhamfinancial
www.linkedin.com/in/jody-beene-smith-1b720016/
www.linkedin.com/in/charles-stockham-ricp%c2%ae-cws%c2%ae-aif%c2%ae-743b0018/
www.linkedin.com/in/bomcninch/
www.ianetwork.com/
Chief Compliance Officer
ROBERT SCHAFF
MANAGING MEMBER
7401 CARMEL EXECUTIVE PARK DRIVE
SUITE 115
CHARLOTTE
NC
United States
Tel:
7166981948
R******@************M
(Full email address available in API data)
Industry Affiliates
| IAN INSURANCE, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Schaff, Robert, David | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 02/2022 | > 75% |