DALE Q. RICE INVESTMENT MANAGEMENT

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Washington, United States

Employees

Total Number of Employees	4
Investment Advisory/Research	1
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	1
Licensed Agents of an Insurance Company	1
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	253	$100.8M
Non-Discretionary	2	$2.3M
Total	255	$103.1M

Clients

Type	Number	RAUM
Individuals	82	$29.3M
HNW Individuals	23	$67.2M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	7	$2.9M
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	6	$3.0M
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$685,403
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	1

Services

Advisory Services	Portfolio management for individuals and/or small businesses
Compensation	% of AUM
Other Business Activities	Insurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	0
Both for Same	90.9M

Portfolio Manager to Program	Sponsor
ASSET MANAGEMENT SERVICES	DALE Q. RICE INVESTMENT MANAGEMENT

Identifiers

SEC RIA File Number	801-123463
SEC ERA File Number	801-123463
SEC CIK Numbers	None
SEC CRD Numbers	310614
Legal Entity Identifier	None

Principal Office

1917 MAIN STREET
VANCOUVER
WA
United States

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic