AULDBRASS PARTNERS, LP
Adviser information for AULDBRASS PARTNERS, LP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 3 | $291.3M |
| Total | 3 | $291.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $291.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | Performance-based fees |
Principal Office
152 W. 57TH STREET20TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:00 AM - 7 PM
Tel: 212-213-0243, Fax: 212-804-6136
Chief Compliance Officer
STEPHEN J. WATSON
CHIEF FINANCIAL OFFICER
152 W. 57TH STREET
20TH FLOOR
NEW YORK
NY
United States
Tel:
212-213-0243
Fax:
212-804-6136
S******@********************M
(Full email address available in API data)
Industry Affiliates
| AULDBRASS PARTNERS SECONDARY OPPORTUNITY FUND (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| AULDBRASS PARTNERS SECONDARY OPPORTUNITY FUND II (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| AULDBRASS PARTNERS SECONDARY OPPORTUNITY FUND III (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AULDBRASS PARTNERS AP-CITI FUND, LP | Private Equity Fund | $11.0M | $1.0M | 2 |
| AULDBRASS PARTNERS SECONDARY OPPORTUNITY FUND II, LP | Private Equity Fund | $71.3M | $1.0M | 17 |
| AULDBRASS PARTNERS SECONDARY OPPORTUNITY FUND III, LP | Private Equity Fund | $209.0M | $1.0M | 53 |
| AULDBRASS PARTNERS SECONDARY OPPORTUNITY FUND, LP | Private Equity Fund | $0.1M | $0.1M | 7 |
| AULDBRASS PARTNERS SPV I, LP | Private Equity Fund | $220.0M | $1.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SANDERS, KAREN, RUDDER | Individual | – | LIMITED PARTNER | 08/2011 | < 5% |
| SANDERS, HOWARD, LEE | Individual | – | LIMITED PARTNER | 08/2011 | < 5% |
| AULDBRASS HOLDINGS, LLC | Domestic Entity | – | GENERAL PARTNER | 08/2011 | > 75% |
| SANDERS, HOWARD, LEE | Individual | AULDBRASS HOLDINGS, LLC | SOLE MEMBER | 08/2011 | > 75% |
| SALLEY, CHRISTOPHER | Individual | – | CHIEF OPERATING OFFICER | 07/2012 | < 5% |
| WATSON, STEPHEN, J | Individual | – | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | 09/2021 | < 5% |