PECONIC ASSET PLANNING

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	New York, United States

Employees

Total Number of Employees	1
Investment Advisory/Research	1
Registered Broker-Dealer Representatives	1
Registered State Investment Advisers	1
Licensed Agents of an Insurance Company	1
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	181	$40.6M
Non-Discretionary	0	$0
Total	181	$40.6M

Clients

Type	Number	RAUM
Individuals	176	$35.4M
HNW Individuals	<5	$4.9M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$299,382
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businesses
Compensation	% of AUM

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	0
Both for Same	40.6M

Portfolio Manager to Program	Sponsor
PECONIC WRAP FEE PROGRAM	PECONIC ASSET PLANNING

Identifiers

SEC RIA File Number	801-123475
SEC ERA File Number	801-123475
SEC CIK Numbers	None
SEC CRD Numbers	310121
Legal Entity Identifier	None

Principal Office

53 LAKE AVENUE
RIVERHEAD
NY
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic