NVEST WEALTH STRATEGIES, INC.
Adviser information for NVEST WEALTH STRATEGIES, INC. last updated from Form ADV on January 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 503 | $164.1M |
| Non-Discretionary | 52 | $9.5M |
| Total | 555 | $173.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 168 | $173.6M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 168 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-123479 |
|---|---|
| SEC ERA File Number | 801-123479 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 139758 |
| Legal Entity Identifier | None |
Principal Office
9757 FAIRWAY DRIVEPOWELL
OH
United States
Monday - Friday, 9:00AM TO 4:30PM
Tel: 614-389-4646, Fax: None
Websites
Chief Compliance Officer
STEVEN G. HENDERLY
PRINCIPAL
9757 FAIRWAY DRIVE
POWELL
OH
United States
Tel:
614-389-4646
S****@**************M
(Full email address available in API data)
Regulatory Contact
WILLIAM G. HENDERLY
PRINCIPAL
9757 FAIRWAY DRIVE
POWELL
OH
United States
Tel:
614-389-4646
B***@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HENDERLY, WILLIAM, GARY | Individual | – | FOUNDER/ PARTNER | 02/2006 | 25-50% |
| HENDERLY, STEVEN, GREGORY | Individual | – | PARTNER, CCO | 01/2017 | 25-50% |
| RANLY, JORDAN, ARTHUR | Individual | – | PARTNER | 01/2024 | 5-10% |